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  • Statement From Bob Greifeld, President And CEO Of The NASDAQ Stock Market Regarding Representative Christopher Cox

    Date 02/06/2005

    In a statement today, Bob Greifeld, president and chief executive officer of The Nasdaq Stock Market, Inc. (“NASDAQ®”; NASDAQ:NDAQ) said, “Throughout his career, Representative Cox has been a dedicated public servant who understands the importance of protecting investors and maintaining the competitiveness of the U.S. capital markets. We look forward to his leadership at the SEC and to working with him on the issues facing our industry.”

  • Spain's BME Posts Strong Growth In Trading Volume In May

    Date 02/06/2005

    In May trading in equities on the Spanish market through SIBE reached € 70.76 bn, 21.3% up on the same month in 2004. Trading on the Latibex market was € 38.9 million, 27.7% up on the year. MEFF traded 1.96 million contracts, 33% up on the same month in 2004. Trading volume was particularly heavy in Futures on Single Stocks, with 735,721 contracts traded in May, 263% up on the year. Trading volume in Corporate Debt on AIAF was € 69.44 bn, 73.1% up on the same month

  • Securities Industry Association: Cox An Excellent Choice For SEC Chairman- Opportunity For Commission To Re-Assess Burdensome, Duplicative, Costly Regs

    Date 02/06/2005

    Securities Industry Association President Marc E. Lackritz today said that Congressman Christopher Cox (R-CA) was an excellent choice to head the Securities and Exchange Commission. Lackritz urged the Senate to confirm Cox.

  • SEC Charges Amerindo Investment Advisors And Its Co-Founders And Principals, Alberto W. Vilar And Gary A. Tanaka, With Fraud And Misappropriation Of Client Funds

    Date 02/06/2005

    The Securities and Exchange Commission yesterday filed securities fraud charges against Amerindo Investment Advisors, Inc., Alberto William Vilar and Gary Alan Tanaka, Amerindo’s co-founders and principals, for misappropriating at least $5 million from an Amerindo client. Amerindo is a registered investment adviser with offices in San Francisco, New York and London. The Commission’s complaint seeks disgorgement of the defendants’ ill-gotten gains, civil penalties, and permanent injunctions from

  • S&P Index Services: NYSE Closing Prices Update

    Date 02/06/2005

    On June 1, 2005 trading was halted on the NYSE at approximately 3:50 pm, ten minutes before the normal closing time due to a communications problem. As a result, Standard & Poor's calculated the June 1, 2005 closing values for its U.S. indices on a best-efforts basis based on the closing price as provided by NYSE for NYSE-listed stocks. NYSE stock prices used to calculate index closing values were based on a review of commercially available pricing feeds believed to be reliable, and on informati