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NASD E-Learning Compliance Courses Reach 100,000 Users In Nine Months, Companion Video Presentations Command Over 100,000 Views In First Year - NASD To Add More Than A Dozen "Hot" Compliance Topics in 2006

Date 02/03/2006

More than 200,000 users have taken advantage of two new web-based educational programs launched in 2005 to deliver priority compliance information to registered firms' frontline personnel. These two rapidly expanding programs - a series of structured online learning courses and a companion series of on-demand streaming video presentations - are part of a broad NASD strategy to help securities firm
MICEX Derivatives Market Trading Statistics For February, 2006

Date 02/03/2006

In February 2006 the MICEX trading volume in USD/RUB futures was 1 257 761 contracts, or USD 1,3 billion in notional value (RUB 35,5 billion). The end-of-month open interest reached 1 712 370 contracts (USD 1,7 billion, or RUB 48 billion).
Malawi Stock Exchange Weekly Report

Date 02/03/2006

Click here to download Malawi Stock Exchange's weekly report.
LME Select - Spectron Statement

Date 02/03/2006

The following is an extract from LME Member Notice 06/080 : A080 On 1 March 2006, Spectron Group Plc issued a notice to its customers. In that notice Spectron informed its customers that Spectron had asked the OFT to withdraw the interim measures directions the OFT imposed on the LME on Monday 27 February. In its notice Spectron makes a number of accusations against the LME which Spectron states as fact. The claims Spectron makes against the LME are e
Key Figures SWX Swiss Exchange And virt-x - February 2006

Date 02/03/2006

Click here to download SWX Swiss Exchange and virt-x statistics for February 2006.

EEX Trading Results In February

Date 02/03/2006

In February 2006, the European Energy Exchange (EEX) saw a total volume in electricity trading of 84,7 TWh.
Dubai Financial Services Authority Signs Memorandum Of Understanding With UK’s Financial Services Authority

Date 02/03/2006

The Dubai Financial Services Authority (DFSA) has entered into a Memorandum of Understanding with the United Kingdom’s Financial Services Authority (FSA).
Deutsche Bank Opens Dubai Branch In The DIFC

Date 02/03/2006

Deutsche Bank yesterday officially opened its Dubai branch in the DIFC (Dubai International Financial Centre).
David Lerner Associates Suspended From Conducting New Business In Variable Annuities, Variable Life Insurance For 30 Days, Fined $400,000 For Violations Of New York State, NASD Regulations - Two Firm Principals Fined, Suspended For Supervision, Registrati

Date 02/03/2006

NASD announced today that it has fined Long Island, NY brokerage firm David Lerner Associates, Inc. $400,000 and suspended the firm from engaging in any new variable life insurance or variable annuity business for 30 calendar days for engaging in replacement sales of variable life insurance and variable annuities that violated NASD and New York State rules.
ASX Trading Statistics For February 2006

Date 02/03/2006

Click here to download ASX's trading statistics for February 2006.