FTSE Mondo Visione Exchanges Index:
News Centre
-
ASX Group Monthly Activity Report - November 2025
Date 04/12/2025
Trading – Cash Markets (including equities, interest rate and ETP trades)
- In November 2025, the average daily number of trades was up 54% on the pcp. The average daily value traded onmarket of $7.263 billion was up 26% on the pcp.
- Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.7% in November, compared to 0.5% in the pcp.
- Future volatility (as measured by the S&P/ASX 200 VIX) in November was an average of 12.4, up 10% on pcp.
-
ASIC Calls On Australian Companies To Adopt Better Practices To Protect Whistleblowers
Date 04/12/2025
A first-of-its-kind ASIC questionnaire has shown significant differences in the whistleblower policies and practices adopted across corporate Australia, and highlighted opportunities for companies to better support and protect those who speak up.
-
Remarks At The 2025 Institute For Corporate Counsel, SEC Commissioner Mark T. Uyeda, 2025 Institute For Corporate Counsel, Los Angeles, California, Dec. 3, 2025
Date 03/12/2025
Good afternoon and thank you Amy [Lally], for the kind words. I appreciate the opportunity to address the 2025 Institute for Corporate Counsel. Its focus on the intersection of law, business, and politics is particularly timely. As our Chairman Paul Atkins has proclaimed earlier this year, it is a new day at the SEC and there have been changes in perspective on these three factors.
-
Statement On Extension Of Compliance Dates For Securities Lending Reporting And Short Position And Short Activity Reporting, SEC Commissioner Caroline A. Crenshaw, Dec. 3, 2025
Date 03/12/2025
Recently I expressed my concern about “Repeal by Extension”—the concept of using compliance date extensions that are long in duration to indefinitely delay the compliance dates of final rules. I am disappointed that this pattern continues today with the issuance of an exemptive order that provides a two-year compliance date extension for two rules aimed at increasing transparency in the securities lending and short sale markets: Rule 10c-1a (Securities Lending Reporting) and Rule 13f-2 (Short Position and Short Activity Reporting) (collectively, the “Rules”). The Commission adopted both of these Rules in 2023 under rulemaking authority granted by Congress through the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”), the well-known legislative response to the wreckage generated by the 2008 financial crisis.
-
Cboe Global Markets Reports Trading Volume For November 2025
Date 03/12/2025
Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today reported November monthly trading volume statistics across its global business lines.
-
Nasdaq To Present At Upcoming Investor Conference
Date 03/12/2025
Nasdaq (Nasdaq: NDAQ) will be presenting at the following conference with webcast available at Nasdaq’s Investor Relations website: ir.nasdaq.com/events.cfm.
-
Nasdaq Reports November 2025 Volumes
Date 03/12/2025
Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for
November 2025 on its Investor Relations website. A data sheet showing this information can be found at: http://ir.nasdaq.com/financials/volume-statistics. -
Remarks To The American Bar Association’s Federal Regulation Of Securities Committee’s Private Funds Subcommittee And Investment Advisers And Investment Companies Subcommittee, Brian Daly, Director, SEC Division Of Investment Management, Washington D.C., Dec. 2, 2025
Date 03/12/2025
Good afternoon, everyone.
Marc, thank you so much for that kind introduction. It’s wonderful to be back at an ABA event and I am excited to be doing so in my new role as SEC IM Division Director. I am eager to engage with you today and am glad to see so many familiar faces.
-
Brian P. Hudak Named US Office Of The Comptroller Of The Currency Deputy Chief Counsel
Date 03/12/2025
The Office of the Comptroller of the Currency (OCC) today announced Brian P. Hudak as Deputy Chief Counsel.
-
FINRA Orders Securities America To Pay $2 Million In Restitution To Customers, Fines Firm $1 Million For Mutual Fund Supervision Failures - Firm Failed To Reasonably Supervise Recommendations That Customers Switch Between Mutual Fund Families Or Sell Class A Mutual Funds Shortly After Purchasing Them
Date 03/12/2025
FINRA has ordered Securities America, Inc. to pay $2 million in restitution to its customers and has fined the firm $1 million for failing to reasonably supervise Class A mutual fund recommendations, resulting in customers paying unnecessary fees through recommendations that were potentially unsuitable or not in customers’ best interest.
