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Statement On Proposal To Rescind “Pay-To-Play” Rule, Paul S. Atkins, SEC Chairman, Sept. 3, 2026
Date 03/09/2026
Today, by proposing to rescind the “pay-to-play" rule (Rule 206(4)-5 under the Investment Advisers Act of 1940), the Commission is clearly reiterating that the SEC is not the nation’s elections regulator. The “pay-to-play” rule was intended to deter fraud by prohibiting investment advisers from providing compensated investment advisory services to a government client for two years after making a political contribution to certain elected officials or candidates.
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Statement On Proposed Rescission Of Rule 206(4)-5 Under The Investment Advisers Act, SEC Commissioner Mark T. Uyeda, Sept. 3, 2026
Date 03/09/2026
Sixteen years ago, the Commission adopted Rule 206(4)-5 under the Investment Advisers Act (“Advisers Act”). Its adoption was hailed as “significantly curtail[ing] the corrupting influence of ‘pay to play.’” The selection of an investment manager in a quid pro quo arrangement for political contributions can distort municipal investment priorities and mean that public pension plans and their beneficiaries receive sub-par advisory performance at a premium price. It is one of the reasons that the Advisers Act has long prohibited such arrangements prior to the adoption of the rule.
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Cboe Global Markets Reports Trading Volume For August 2026
Date 03/09/2026
Cboe Global Markets, Inc. (Cboe: CBOE), a leading global markets operator and pioneer in equity and index derivatives, today reported August trading volume statistics across its global business lines.
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Nasdaq Reports August 2026 Volumes
Date 03/09/2026
Nasdaq (Nasdaq : NDAQ) today reported monthly volumes forAugust 2026 on its Investor Relations website. A data sheet showing this information can be found at: https://ir.nasdaq.com/financials/volume-statistics. -
Remarks At George Washington University - Digital Markets & International Regulation, CFTC Director Of International Affairs Mel Gunewardena, Washington, DC | September 03, 2026
Date 03/09/2026
Good Morning, Bom dia, Tudu bem.
It is a great pleasure to join you for the fourth edition of Regulation Week, jointly organized by the Fundação Getulio Vargas Center for Law and Regulation in Rio de Janeiro and the George Washington University Regulatory Studies Center here in Washington, D.C.
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Quarterly Adjustment Of GPW Benchmark Indices
Date 03/09/2026
GPW Benchmark announces the quarterly adjustment of WIG20, mWIG40, sWIG80 and WIG30 indices portfolios. Changes will come into force after close of business on September 18, 2026.
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Nadex Product Schedule For The Week Of September 7, 2026, For The 2026 Labor Day Holiday
Date 03/09/2026
Nadex will observe the following modified holiday schedule for the 2026 Labor Day Holiday.
Monday, September 7, 2026:
The Exchange will open at its regular time at 6:00pm ET on Sunday evening for trade date Monday, September 7th, 2026. The Exchange will list a limited offering of contracts and will close at 5:00pm ET. Contracts will be listed as follows:
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Nodal Exchange And Compute Desk To launch Compute Futures Contracts
Date 03/09/2026
Nodal Exchange, a leading U.S. power derivatives exchange offering the world’s largest suite of locational power futures contracts, and Compute Desk, a premier provider of compute data and benchmark indexes for the GPU (Graphics Processing Unit) compute ecosystem, today announced plans to launch a new suite of GPU compute futures contracts on Nodal Exchange, bringing standardized risk management tools to the rapidly expanding compute market.
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SEC Investor Advisory Committee To Host Sept. 10 Meeting
Date 03/09/2026
The Securities and Exchange Commission’s Investor Advisory Committee will host a public meeting at the SEC Headquarters in Washington D.C. on Sept. 10 at 10 a.m. ET to discuss artificial intelligence technologies in the public markets and the SEC’s Regulation National Market System rules.
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CoinShares’ Bitcoin And Ethereum ETPs Launch To UK Market On Hargreaves Lansdown - Physically-Backed BITC And ETHE Now Available To Platform's Two Million Retail Investors, Following The FCA's Decision To Lift The Retail Ban On Crypto ETPs
Date 03/09/2026
CoinShares PLC (Nasdaq: CSHR) ("CoinShares" or the "Company"), a leading global asset manager specialising in digital assets, announced that Bitcoin and Ethereum ETPs have listed on Hargreaves Lansdown, one of the UK’s leading investment and savings platforms. The physically-backed ETPs are available to Hargreaves Lansdown’s investors today, making CoinShares' LSE-listed crypto products available to the platform's two million retail investors for the first time, through a regulated and familiar framework.