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  • Dalian Commodity Exchange Deals With 18 Cases Of Abnormal Trading In August 2026

    Date 04/09/2026

    Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In Agust 2026, 18 cases of abnormal trading were investigated and handled.

  • US Financial Trade Associations Issue Joint Statement On Political Contributions Rule For Investment Advisers

    Date 03/09/2026

    AIMA, American Free Enterprise Chamber of Commerce, American Securities Association, Investment Adviser Association, Investment Company Institute, MFA, Partnership for New York City, and SIFMA issued the following statement in response to the U.S. Securities and Exchange Commission (SEC) proposed rule to rescind the regulatory framework for investment adviser political contributions:

  • First Amendment Sense And Sensibilities: Statement On Proposed Rescission of Pay-To-Play Rule, SEC Commissioner Hester M. Peirce, Sept. 3, 2026

    Date 03/09/2026

    Today, the Commission proposed to rescind Investment Advisers Act rule 206(4)-5, the investment adviser “Pay-to-Play Rule.” I am thrilled that we are proposing to eliminate rather than simply amend the rule, which always has bothered my First Amendment sensibilities.

  • SEC Proposes Rescission Of Political Contribution Rule For Investment Advisers

    Date 03/09/2026

    The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from providing compensated investment advisory services to a government client for two years after making a political contribution to certain elected officials or candidates, and related recordkeeping requirements. All other requirements of the Advisers Act and its associated rules, including prohibitions on fraud, fiduciary duty requirements, the compliance rule, and the code of ethics rule, would continue to apply.

  • Statement On Proposal To Rescind “Pay-To-Play” Rule, Paul S. Atkins, SEC Chairman, Sept. 3, 2026

    Date 03/09/2026

    Today, by proposing to rescind the “pay-to-play" rule (Rule 206(4)-5 under the Investment Advisers Act of 1940), the Commission is clearly reiterating that the SEC is not the nation’s elections regulator. The “pay-to-play” rule was intended to deter fraud by prohibiting investment advisers from providing compensated investment advisory services to a government client for two years after making a political contribution to certain elected officials or candidates.