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News Centre
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NYSE Group Consolidated Short Interest Report
Date 10/09/2026
NYSE today reported short interest as of the close of business on the settlement date of August 31, 2026.
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CFTC Financial Data For Futures Commission Merchants Update
Date 10/09/2026
The latest reports for July 2026 are now available.
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Remarks At The Investor Advisory Committee Meeting, SEC Commissioner Mark T. Uyeda, Washington D.C., Sept. 10, 2026
Date 10/09/2026
Thank you, George [Georgiev]. Good morning and welcome to all Committee members and panelists. I appreciate the time and effort that each of you has put into preparing for today's meeting on artificial intelligence and potential changes to regulation of the national markets system.
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MIAX Exchange Group - Moments Of Silence On Friday, September 11, 2026
Date 10/09/2026
Please be advised that the MIAX exchanges will observe one minute of silence at both 8:46 a.m. and 9:03 a.m. ET on Friday, September 11, 2026 to honor 9/11 victims, survivors, and their families. Additionally, the MIAX Sapphire Trading Floor will host first responders and family members of 9/11 victims for a ceremonial bell ringing to commemorate the 25th anniversary of the terrorist attack.
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Guidance On How To Conduct And Use Risk Assessments Required By The New York State Department of Financial Services Cybersecurity Regulation
Date 10/09/2026
The New York State Department of Financial Services (“DFS” or “the Department”) requires regulated entities (“Covered Entities1”) to maintain cybersecurity programs based on their Risk Assessments2. The Department is issuing this guidance to clarify regulatory requirements and highlight best practices when designing, conducting, and updating Risk Assessments (“Guidance”). This Guidance does not create new obligations.
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CME Group To Launch CME Securities Clearing On December 7 To Expand Clearing Capacity, Choice And Capital Efficiency In The U.S. Treasury Market - New SEC-Registered Clearing House To Operate Alongside CME Group's Longstanding Cross-Margining Partnership With FICC
Date 10/09/2026
CME Group, the world's leading derivatives marketplace, today announced that it will launch CME Securities Clearing Inc. on December 7, 2026, pending all necessary regulatory approvals. The clearing house will provide market participants with a new, capital-efficient option to clear U.S. Treasury cash and repo transactions and comply with the SEC's central clearing mandate.
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New York State Department Of Financial Services Issues New Cybersecurity Guidance On Risk Assessments For Financial Services Entities - Guidance Emphasizes Importance Of Ongoing Risk Assessments And Reminds Entities Of Compliance Obligations Under Nation-Leading Cybersecurity Regulation
Date 10/09/2026
New York State Department of Financial Services (DFS) Acting Superintendent Kaitlin Asrow today issued new cybersecurity guidance outlining the Department’s expectations for DFS-regulated entities’ on conducting risk assessments sufficient to inform their cybersecurity programs. The guidance outlines requirements regarding scope, frequency, and the role of risk assessments in informing entities cybersecurity programs. Under the Department’s nation-leading cybersecurity regulation, regulated entities are required to review and update risk assessments at least annually and whenever a change in the business or technology causes a material change to the entities’ cybersecurity risk.
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Lame Duck: Remarks At The Meeting Of The SEC Investor Advisory Committee, SEC Commissioner Hester M. Peirce, Washington D.C., Sept. 10, 2026
Date 10/09/2026
Thank you, George [Georgiev]. Good morning and welcome to the Committee members and today’s panelists. Thank you for your participation in the meeting. Thank you also to Marc Sharma, Adam Moore, Charles Kwon, and Adam Anicich for their tireless work with the Committee.
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Remarks At The Investor Advisory Committee Meeting, Paul S. Atkins, SEC Chairman, Washington D.C. [Delivered Virtually], Sept. 10, 2026
Date 10/09/2026
Good morning, ladies and gentlemen. I regret that contemporaneous business out of town keeps me from joining you in person today, but I would be remiss not to briefly address this group—albeit pre-recorded—and to thank you for your spirited service on behalf of American investors. I am grateful, as ever, for the thoughtfulness with which you consider the key opportunities and challenges facing them today.
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UK Financial Conduct Authority: Man Pleads Guilty To Fraud And Forgery Offences Relating To Fake Takeover Approach
Date 10/09/2026
Christopher Woolcott has pleaded guilty to 4 counts of fraud and forgery after creating a fake takeover bid for Touchstone Exploration Inc.
