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Press Conference By KATAYAMA Satsuki, Japan Minister Of Finance And Minister Of State For Financial Services - Japan As A Leading Asset Management Center
Date 09/01/2026
[Opening remarks:]
- Minister)
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Regarding the reorganization of the Financial Services Agency (FSA), various new supervisory challenges have arisen, such as realizing Japan as a Leading Asset Management Center, responding to scandals and misconduct at certain financial institutions, and addressing transformations in financial services using new digital technologies such as generative AI.
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Hong Kong Securities And Futures Commission Obtains Court Order To Freeze Up To $85.2 Million Of Assets Belonging To Suspect Traders Of Wan Cheng Shares
Date 09/01/2026
The Court of First Instance has granted an interim injunction order in proceedings brought by the Securities and Futures Commission (SFC) under section 213 of the Securities and Futures Ordinance (SFO) against seven defendants who manipulated the shares of Wan Cheng Metal Packaging Company Limited (Wan Cheng)
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Bursa Malaysia Securities Sector And Sub-Sector Update: Central Global Berhad
Date 09/01/2026
Bursa Malaysia Securities Berhad (“Bursa Securities”) has updated the sector and sub-sector classification for CENTRAL GLOBAL BERHAD (“CGB”), which will come into effect at 9.00 a.m. on Monday, 12 January 2026.
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Japan Financial Services Agency: "Cold Calling" - Investors Alert
Date 09/01/2026
"Cold-calling"
"Cold-calling" is a fraudulent practice where by an entity disguises itself as a brokerage firm or an asset management firm and approaches potential investors via non face-to-face channels, such as by phone, fax, and emails, in order to solicit investment in securities or financial products.
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(Re)Empowering Fiduciaries In Proxy Voting, Brian Daly, Director, SEC Division Of Investment Management, New York City Bar Association, New York, N.Y., Jan. 8, 2026
Date 08/01/2026
Good afternoon.
Thank you, Vadim [Avdeychik] for that kind introduction.
Before I begin, I must – as always - inform you that my remarks today are provided in my official capacity as the Securities and Exchange Commission’s Director of the Division of Investment Management, but do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff.
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SEC Publishes Staff Report On Capital-Raising Dynamics
Date 08/01/2026
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation today published and delivered to Congress its 2025 staff report that serves as a comprehensive and data-rich resource on capital-raising dynamics nationwide.
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Nasdaq Reports December 2025 Volumes And 4Q25 Statistics
Date 08/01/2026
Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for December 2025, as well as quarterly volumes, estimated revenue capture, number of listings, and index statistics for the quarter ended December 31, 2025, on its Investor Relations website.
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CFTC Staff Issues No-Action Letter Regarding Event Contracts
Date 08/01/2026
The Commodity Futures Trading Commission’s Division of Market Oversight and the Division of Clearing and Risk today announced they have taken a no-action position regarding swap data reporting and recordkeeping regulations for certain binary and bounded swap contracts in response to a request from Bitnomial Exchange, LLC, a designated contract market, and Bitnomial Clearinghouse, LLC, a registered derivatives clearing organization.
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Nodal Exchange Achieves Year-End Records In Power And Environmental Markets In 2025
Date 08/01/2026
Nodal Exchange announced today that it achieved record trading volumes in 2025 in its power and environmental markets.
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Nigeria's President Tinubu Applauds NGX ₦100 Trillion Milestone, Urges Nigerians To Invest More Locally
Date 08/01/2026
President Bola Ahmed Tinubu has commended Nigerian Exchange Group (NGX Group), corporate Nigeria, market operators, and investors for propelling NGX past the historic ₦100 trillion market capitalisation mark, describing the achievement as a powerful signal of renewed investor confidence and economic rejuvenation.
