FTSE Mondo Visione Exchanges Index:
News Centre
.jpg)
-
CFTC Commissioner Mersinger To Participate On A Panel At WFEClear 2025
Date 02/04/2025
WHAT:
Commissioner Summer K. Mersinger will participate in the Pittsburgh, 15 years and counting – how is the clearing mandate working? panel at WFEClear 2025.
WHEN:
Wednesday, April 2, 2025
WHERE:
Fairmont Ambassador
Additional information: WFEClear: The WFE’s Clearing and Derivatives Conference 2025 -
New Zealand Financial Markets Authority Unveils Review Into Financial Advice Accessibility To Drive Better Outcomes For The Financial Advice Sector
Date 02/04/2025
The Financial Markets Authority (FMA) – Te Mana Tatai Hokohoko – Chief Executive Samantha Barrass today announced a review of the advice sector to help drive better outcomes for industry and consumers. At the Financial Advice New Zealand conference in Christchurch, Ms Barrass said the FMA would undertake a review of access to advice which is a cornerstone of the regulatory regime.
-
SEC Charges Three Arizona Individuals With Defrauding Investors In $284 Million Municipal Bond Offering That Financed Sports Complex
Date 01/04/2025
The Securities and Exchange Commission today charged Randall “Randy” Miller, Chad Miller, and Jeffrey De Laveaga with creating false documents that were provided to investors in two municipal bond offerings that raised $284 million to build one of the largest sports venues of its kind in the United States.
-
Acting CFTC Chairman Pham To Speak At New York City Bar Association
Date 01/04/2025
WHAT:
Acting Chairman Caroline D. Pham will speak at a keynote fireside chat on developments in derivatives law hosted by the New York City Bar Association.
WHEN:
Thursday, April 3, 2025
11:30 a.m. (EDT)WHERE:
White & Case LLP
42 West 44th Street
New York, NY 10036 -
Acting CFTC Chairman Pham To Speak At Women In Housing & Finance April Public Policy Luncheon
Date 01/04/2025
WHAT:
Acting Chairman Caroline D. Pham will speak at a fireside chat at the Women in Housing & Finance April public policy luncheon.
WHEN:
Wednesday, April 2, 2025
1:00 p.m. (EDT)WHERE:
Dechert LLP
1900 K Street, NW
Washington, DC 20006
Additional Information: Women in Housing and Finance
-
FINRA Securities Helpline For Seniors Marks 10th Anniversary With More Than $9.3 Million Recovered For Investors - New Podcast Episode Shares The Helpline’s Stories Of Protecting Seniors And Vulnerable Investors
Date 01/04/2025
FINRA marks this month the 10th anniversary of the FINRA Securities Helpline for Seniors, an important resource for seniors and vulnerable investors that has assisted in recovering more than $9.3 million for investors as of Dec. 31, 2024.
-
US Office Of The Comptroller Of The Currency Releases CRA Performance Evaluations For 18 National Banks And Federal Savings Associations
Date 01/04/2025
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of March 1, 2025, through March 31, 2025.
-
Ontario Securities Commission Announces Canadian Investment Regulatory Organization’s Expanded Registration Functions Take Effect
Date 01/04/2025
The Ontario Securities Commission (OSC) today announced it has delegated additional registration-related powers and duties to the Canadian Investment Regulatory Organization (CIRO), effective April 1, 2025. Delegated powers and duties include the registration of investment dealers, mutual fund dealers and futures commission merchants; along with individuals acting on their behalf.
-
Moscow Exchange Trading Volumes In March 2025
Date 01/04/2025
In March 2025, total trading volumes across Moscow Exchange's markets was RUB XXX trln.
-
London Stock Exchange Group plc - Total Voting Rights
Date 01/04/2025
The following notification is made in accordance with Rule 5.6 of the FCA's Disclosure Guidance and Transparency Rules.
