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Statement On Proposing Registered Offering Reform And Enhancement Of Emerging Growth Company Accommodations And Simplification Of Filer Status For Reporting Companies, SEC Commissioner Mark T. Uyeda, May 19, 2026
Date 19/05/2026
Today, the Commission proposes rules to update its rulebook with respect to conducting shelf offerings and to enhance and simplify the registration and reporting framework for smaller public companies. These proposals reflect a commitment to improve the core features of the SEC’s registration and reporting system. They build upon—and improve—the SEC rulebook in a manner that reflects the agency’s observations and awareness of contemporary market practices that have developed over the past two decades.
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Intercontinental Exchange Announces Results From 2026 Annual Meeting Of Stockholders
Date 19/05/2026
Intercontinental Exchange, Inc. (NYSE: ICE), one of the world’s leading providers of financial market technology and data powering global capital markets, today announced the results of the Company’s 2026 Annual Meeting of Stockholders, which was held Friday, May 15. A replay of the meeting is available at www.ir.theice.com.
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Comptroller Of The US Currency Statement On Proposed Revisions To The Uniform Financial Institutions Ratings System
Date 19/05/2026
Comptroller of the Currency Jonathan V. Gould issued the following statement today about the Federal Financial Institutions Examination Council’s (FFIEC) proposed revisions to the Uniform Financial Institutions Rating System, commonly known as the CAMELS rating system.
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CFTC Staff Issues Advisory On Cooperation In Enforcement Matters
Date 19/05/2026
The Commodity Futures Trading Commission today issued a staff advisory containing the Division of Enforcement’s new policy on cooperation. The advisory supersedes all prior advisories on the subject and outlines the division’s approach to evaluating cooperation and self-reporting.
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KfW, Germany’s Largest National Promotional Bank, Future-Proofs Regulatory Reporting, By Migrating To Regnology Reporting Hub (RRH)
Date 19/05/2026
Regnology, a leading provider at the intersection of regulatory, risk, and supervisory technology, today announced that KfW Bankengruppe (KfW) is advancing its long‑term partnership with the company by electing to migrate to the next-generation Regnology Reporting Hub (RRH). The solution will be delivered as a cloud-native service on Rcloud, Regnology’s high-performance cloud architecture layer.
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Fiserv To Present At Upcoming Investor Conference
Date 19/05/2026
Fiserv, Inc. (NASDAQ: FISV), a leading global provider of payments and financial services technology solutions, announced its participation in an upcoming investor conference in June.
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CFTC Sues Minnesota to Block State Law
Date 19/05/2026
The Commodity Futures Trading Commission today filed a lawsuit against Minnesota to block a new state law, signed by Governor Tim Walz, that would make operating or assisting in the operation of a prediction market a criminal felony. The CFTC is seeking a preliminary injunction to stop the law from going into effect on August 1, 2026.
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FINRA Announces Review Of Higher-Risk Structured Products
Date 19/05/2026
Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected “worst-of” structured notes.
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Ontario Securities Commission Investor Warnings And Alerts For April 28 – May 19, 2026
Date 19/05/2026
The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:
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Headache Medicine: Statement On Proposing Releases For Registered Offering Reform And Enhancement Of Emerging Growth Company Accommodations And Simplification Of Filer Status For Reporting Companies, SEC Commissioner Hester M. Peirce, May 19, 2026
Date 19/05/2026
Becoming and remaining a public company is never going to be easy, but the Commission has an ongoing responsibility to ensure that the burdens associated with going and being public offer a commensurate benefit. As markets and technology change, the rules governing public companies also may need to change. Today, the Commission is proposing amendments that if adopted would improve companies’ access to our public markets and simplify the regulatory landscape for publicly traded companies.
