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SEC Charges Founder And His Two New Jersey-Based Companies In Alleged $16 Million Ponzi Scheme
Date 10/09/2026
The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network LLC and I Wealth Network LP, for allegedly raising approximately $16 million from more than 200 inexperienced investors through a Ponzi scheme he operated from at least January 2020 until at least March 2026.
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Cboe Global Markets To Present At The Barclays Global Financial Services Conference On September 16
Date 10/09/2026
Cboe Global Markets, Inc. (Cboe: CBOE), a leading global markets operator and pioneer in equity and index derivatives, today announced that Craig Donohue, Chief Executive Officer, Prashant Bhatia, Executive Vice President and Head of Enterprise Strategy & Corporate Development, Jill Griebenow, Executive Vice President and Chief Financial Officer, and Rob Hocking, Executive Vice President and Global Head of Derivatives, will present at the Barclays Global Financial Services Conference in New York City on Wednesday, September 16, at 12:00 p.m. ET.
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US Federal Bank Regulatory Agencies Reduce Regulatory Burden For Community Banks, Increase Eligibility For 18-Month Exam Cycle
Date 10/09/2026
The federal bank regulatory agencies today issued an interim final rule increasing the number of community banks eligible for an 18-month exam cycle.
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Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date August 31, 2026
Date 10/09/2026
At the end of the settlement date of August 31, 2026, short interest in 3,860 Nasdaq Global MarketSM securities totaled 18,212,067,019 shares compared with 17,667,604,951 shares in 3,855 Global Market issues reported for the prior settlement date of August 14, 2026. The August short interest represents 3.52 days compared with 2.98 days for the prior reporting period.
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NYSE Group Consolidated Short Interest Report
Date 10/09/2026
NYSE today reported short interest as of the close of business on the settlement date of August 31, 2026.
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CFTC Financial Data For Futures Commission Merchants Update
Date 10/09/2026
The latest reports for July 2026 are now available.
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Remarks At The Investor Advisory Committee Meeting, SEC Commissioner Mark T. Uyeda, Washington D.C., Sept. 10, 2026
Date 10/09/2026
Thank you, George [Georgiev]. Good morning and welcome to all Committee members and panelists. I appreciate the time and effort that each of you has put into preparing for today's meeting on artificial intelligence and potential changes to regulation of the national markets system.
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MIAX Exchange Group - Moments Of Silence On Friday, September 11, 2026
Date 10/09/2026
Please be advised that the MIAX exchanges will observe one minute of silence at both 8:46 a.m. and 9:03 a.m. ET on Friday, September 11, 2026 to honor 9/11 victims, survivors, and their families. Additionally, the MIAX Sapphire Trading Floor will host first responders and family members of 9/11 victims for a ceremonial bell ringing to commemorate the 25th anniversary of the terrorist attack.
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Guidance On How To Conduct And Use Risk Assessments Required By The New York State Department of Financial Services Cybersecurity Regulation
Date 10/09/2026
The New York State Department of Financial Services (“DFS” or “the Department”) requires regulated entities (“Covered Entities1”) to maintain cybersecurity programs based on their Risk Assessments2. The Department is issuing this guidance to clarify regulatory requirements and highlight best practices when designing, conducting, and updating Risk Assessments (“Guidance”). This Guidance does not create new obligations.
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CME Group To Launch CME Securities Clearing On December 7 To Expand Clearing Capacity, Choice And Capital Efficiency In The U.S. Treasury Market - New SEC-Registered Clearing House To Operate Alongside CME Group's Longstanding Cross-Margining Partnership With FICC
Date 10/09/2026
CME Group, the world's leading derivatives marketplace, today announced that it will launch CME Securities Clearing Inc. on December 7, 2026, pending all necessary regulatory approvals. The clearing house will provide market participants with a new, capital-efficient option to clear U.S. Treasury cash and repo transactions and comply with the SEC's central clearing mandate.
