FTSE Mondo Visione Exchanges Index:
News Centre
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SEC Charges Three Individuals In The New York Metropolitan Area For Perpetrating A $120 Million Pre-IPO Fraud Scheme - Six Entities Owned Or Controlled By The Individual Defendants Are Also Charged
Date 30/09/2024
The Securities and Exchange Commission today charged John LoPinto, Robert Wilkos, and Laren Pisciotti for their roles in a fraudulent scheme involving investments in pre-IPO private companies. The SEC also charged several companies owned and/or controlled by the defendants: the Pre IPO Marketplace Inc.; Keyport Venture Partners LLC; Keyport Venture Management LLC; and Keyport Venture Advisors LLC, which were jointly owned and/or controlled by LoPinto and Wilkos; and Principal Pre-IPO Consulting Group LLC and GlobalX VC LLC, which were owned or controlled by Pisciotti.
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MIAX Options And MIAX Sapphire Options Exchanges - October 1, 2024 Fee Update
Date 30/09/2024
Effective October 1, 2024, MIAX Options will amend certain incentive programs. In addition, the MIAX Sapphire Options Exchange has added clarification language for waiving rebates and fees for certain transactions.
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MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options And MIAX Emerald Options For Newly Listed Symbols Effective Tuesday, October 1, 2024
Date 30/09/2024
Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Tuesday, October 1, 2024.
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SEC: Advisory Firm Marathon Asset Management Charged With Policies Failures Regarding Potential Receipt Of Confidential Information From Ad Hoc Creditors’ Committees
Date 30/09/2024
The Securities and Exchange Commission today announced settled charges against registered investment adviser Marathon Asset Management LP for failing to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic information relating to its participation on ad hoc creditors’ committees.
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Economic Outlook, Federal Reserve Chair Jerome H. Powell, At The National Association For Business Economics Annual Meeting, Nashville, Tennessee
Date 30/09/2024
I have some brief comments on the economy and monetary policy and look forward to our discussion.
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MIAX Exchange Group - Options Markets - January 1, 2025 And March 1, 2025 Market Data Fee Changes
Date 30/09/2024
Effective January 1, 2025, pending filing with the SEC, MIAX Options Exchange, MIAX Pearl Options Exchange, and MIAX Emerald Options Exchange will implement the following market data fees:
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MIAX Exchange Group - Options Markets - New Listings Effective for October 1, 2024
Date 30/09/2024
The attached option classes will begin trading on the MIAX Options Exchange, the MIAX Pearl Options Exchange, and the MIAX Emerald Options Exchange on Tuesday, October 1, 2024.
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SIFMA Fixed Income Market Close Recommendations In The US, The UK, And Japan For US Columbus Day And Japan Health And Sports Day Holidays
Date 30/09/2024
SIFMA has confirmed its previous holiday recommendation for a full market close on Monday, October 14, 2024, for the trading of U.S. dollar-denominated fixed income securities in the U.S., the U.K., and Japan in observance of the U.S. Columbus Day Holiday and Japan Health and Sports Day holidays
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SEC Charges Olayinka Oyebola And His Accounting Firm With Aiding And Abetting Massive Fraud
Date 30/09/2024
The Securities and Exchange Commission today charged Olayinka Oyebola and his Public Company Accounting Oversight Board-registered accounting firm, Olayinka Oyebola & Co. (Chartered Accountants), with aiding and abetting a massive securities fraud perpetrated by Mmobuosi Odogwu Banye, also known as Dozy Mmobuosi, and three related U.S. companies that Mmobuosi controlled (the Tingo entities). The SEC recently obtained a $250 million final judgment against Mmobuosi and the Tingo entities.
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ISDA derivatiViews: Proportionality Needed In Counterparty Risk Guidelines
Date 30/09/2024
The collapse of Archegos Capital Management in 2021 highlighted a complex problem: how do you know whether a counterparty has built up similar exposures with multiple trading partners, leading to material concentrations that could result in heavy losses? It’s an issue the Basel Committee on Banking Supervision attempted to address in a recent consultation on counterparty risk management, which we responded to last month. There’s a lot in the consultation that aligns with industry best practices, but it’s important that the measures are implemented with flexibility and in proportion to the risks posed.
