FTSE Mondo Visione Exchanges Index:
News Centre
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Statement On EDGAR Next, SEC Commissioner Mark T. Uyeda, Sept. 27, 2024
Date 27/09/2024
Beginning in May 1996, all domestic companies were required by the Commission to make their filings electronically, through EDGAR.[1] At the time, I was a first-year associate at a law firm. A fourth-year associate handed the EDGAR Filer Manual to me and muttered something along the lines of “I guess we need to file with the SEC electronically now; I don’t want to figure it out, so that’s now your job.” Such was my introduction to the wonders of EDGAR. In some respects, I have “grown up” with EDGAR as a securities lawyer since then.[2] Over time, EDGAR has moved beyond being a system to electronically file documents with the Commission to one that is the principal method by which corporate disclosures are disseminated to the public and available for free. Accordingly, I consider EDGAR to be one of the Commission’s crown jewels. As with any company and its important assets, the Commission must continuously improve EDGAR to keep up with changes in technology.
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Statement On EDGAR, SEC Chair Gary Gensler, Sept. 27, 2024
Date 27/09/2024
Today, the Commission approved amendments regarding login, password, and other account access protocols for filers and other registrants using the Electronic Data Gathering, Analysis, and Retrieval System, commonly known as EDGAR. I am pleased to support these amendments because they enhance EDGAR’s security and further improve filers’ access to the EDGAR system.
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CFTC Commitments Of Traders Reports Update
Date 27/09/2024
The current reports for the week of September 24, 2024 are now available. Report data is also available in the CFTC Public Reporting Environment (PRE), which allows users to search, filter, customize and download report data.
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SEC Charges Entities Operating Crypto Asset Trading Platform Mango Markets For Unregistered Offers And Sales Of The Platform’s “MNGO” Governance Tokens - Pair Of Affiliated Entities Separately Charged For Acting As Unregistered Brokers
Date 27/09/2024
The Securities and Exchange Commission today filed settled charges against Mango DAO and Blockworks Foundation for engaging in the unregistered offer and sale of crypto assets called “MNGO” tokens. The SEC also settled charges against Blockworks Foundation and Mango Labs LLC for engaging in unregistered broker activity in connection with various crypto assets being offered and sold as securities on the Mango Markets platform. The SEC’s complaint alleges that by skirting the SEC’s registration provisions, Mango DAO, Blockworks Foundation, and Mango Labs deprived investors of critical protections afforded by the federal securities laws.
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IOSCO Sustainable Finance Task Force, Singapore, September 27, 2024, Scott O’Malia, ISDA Chief Executive
Date 27/09/2024
Good morning and thank you for inviting me to address this plenary meeting of the International Organization of Securities Commissions (IOSCO) Sustainable Finance Task Force. Global policymakers and financial market participants have a critical role to play in the transition to a sustainable economy, so I’m delighted to participate in this important forum.
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SEC Charges U.K. Citizen In Hacking And Trading Scheme Involving Five U.S. Public Companies
Date 27/09/2024
The Securities and Exchange Commission today announced charges against U.K. citizen Robert B. Westbrook for hacking into the computer systems of five U.S. public companies to obtain material nonpublic information about their corporate earnings and using that information to make approximately $3.75 million in illicit profits by trading in advance of the companies’ public earnings announcements.
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ISDA Wins GlobalCapital’s Industry Association Of The Year Award 2024
Date 27/09/2024
ISDA has been named Industry Association of the Year for the second consecutive year in the GlobalCapital Global Derivatives Awards 2024.
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SEC: Richard R. Best Named Senior Advisor To The Director Of The Division Of Examinations
Date 27/09/2024
The Securities and Exchange Commission today announced that Richard R. Best, the Director of the Division of Examinations, will transition to an advisory role as Senior Advisor to the Director of the Division of Examinations once he returns from medical leave. Keith E. Cassidy will continue serving as the Division’s Acting Director, a role he began in July.
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Report From FINRA Board Of Governors Meeting – September 2024: Board Appoints Industry Governors, Discusses FINRA’s Long-Term Financial Planning And Hears Latest From Key Stakeholders
Date 27/09/2024
FINRA’s Board of Governors met on September 18-19. The agenda included discussions around FINRA’s long-term financial planning and engagement with key stakeholders, including representatives of the North American Securities Administrators Association (NASAA) and FINRA’s South and Mid-West Regional Committees.
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ISDA Publishes Results Of Survey On AT1 Treatment In DRM Model
Date 27/09/2024
In September 2024, ISDA carried out a survey of its members to obtain views on the development of the dynamic risk management (DRM) model. In particular, the survey sought to understand the accounting and regulatory treatment of Alternative Tier 1 (AT1) financial instruments and to contribute this information to the development of the International Accounting Standards Board’s DRM model. The respondents represented nearly 60% of the total size of the AT1 market, which Reuters estimates at approximately $275 billion.
