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Tokyo Stock Exchange Compliance Monthly Report (Market Surveillance)
Date 16/08/2002
The Compliance Monthly Report aims to regularly inform market participants including public investors of what measures are taken by the Department of Market Surveillance and Compliance of the Tokyo Stock Exchange to secure a fair market and to help investors to trade within a security environment.
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Statement By SEC Chairman Harvey L. Pitt On Corporate Governance Reforms Approved By The Membership Of The Chicago Board Options Exchange
Date 16/08/2002
Securities and Exchange Commission Chairman Harvey L. Pitt issued the following statement today on corporate governance reforms approved by the membership of the Chicago Board Options Exchange:
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Standard & Poor's Announces Changes In S&P/TSX Canadian Health Care Sector Index
Date 16/08/2002
Standard & Poor's will make the following change in the S&P/TSX Canadian Health Care Sector Index: Effective after the close of trading on Monday, August 19, 2002, the following change will take place in the S&P/TSX Canadian Health Care Sector Index. The weight of Biovail Corporation (TSX: BVF) will decrease by approximately 5.08% in the S&P/TSX Canadian Health Care Sector Index. The relative weight change reflects an adjustment to the float shares pursuant to S&P/TSX Canadian Sect
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SFE Trading August Newsletter
Date 16/08/2002
The 2nd Edition of the SFE Trading Newsletter for 2002 can be viewed by clicking here.
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SEC, In Coordination With FBI Undercover Sting Operation, Sues Three Publicly-Traded Companies And Ten Individuals Involved In Fraudulent Schemes
Date 16/08/2002
The U.S. Securities and Exchange Commission yesterday filed four separate lawsuits in the U.S. District Court for the Southern District of Florida arising from four schemes. In three of those schemes, defendants made numerous materially false and misleading statements in reports filed with the Commission; the fourth scheme involves a pump-and-dump of a company's publicly traded stock. Most of these charges arise from a two-year undercover FBI sting operation and, simultaneously in related crimin
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NYSE Sets 11 a.m. Market Opening For September 11
Date 16/08/2002
The New York Stock Exchange today announced that it will delay its opening until 11 a.m. on Wednesday, Sept. 11, 2002. The decision to delay the market opening was made in respect for the memorial services planned that day in New York City and throughout the nation.
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NYSE Files Changes To Listing Standards With SEC NYSE-Approved Measures Aim To Strengthen Corporate Accountability
Date 16/08/2002
The New York Stock Exchange today filed with the Securities and Exchange Commission proposed changes to its listing standards aimed at helping to restore investor confidence by empowering and ensuring the independence of directors and strengthening corporate-governance practices.
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NYBOT Announces U.S. Labor Day Holiday Schedule
Date 16/08/2002
The New York Board of Trade (NYBOT®) announced today the trading schedule for the U.S. Labor Day Holiday for its subsidiary exchanges, the Coffee, Sugar & Cocoa Exchange, Inc. (CSCE), the New York Cotton Exchange (NYCE), Citrus Associates of the New York Cotton Exchange (Citrus), FINEX, and the New York Futures Exchange (NYFE) is as follows:
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NYBOT Announces U.K. Bank Holiday Trading Schedule
Date 16/08/2002
The New York Board of Trade (NYBOT®) announced today the trading schedule for the August 26, 2002, U.K. Bank Holiday for its FINEX Division subsidiary is as follows: Monday, August 26, 2002 FINEX Dublin: All products closed.FINEX NY Day Session: All products commence trading at 8:05 a.m. EDST.
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New Zealand Stock Exchange Announces Deferred Implementation Of Listing Rule Changes
Date 16/08/2002
On 31 July 2002, the New Zealand Stock Exchange ("NZSE") announced that it would be amending the NZSE Listing Rules, some amendments to come into force as from 16 August 2002 and others as from 9 September 2002.
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