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New Appointments At The GL TRADE Group
Date 26/09/2006
To support the introduction of its new operational structure, announced on 21 September 2006, GL TRADE, global provider of Front to Back Office solutions for international financial institutions, has announced the following appointments:
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Dow Jones Hedge Fund Indexes 2006 Industry Outlook Summary: Institutional Investors To Focus On Greater Due Dilligence, Hedge Funds Prepare For Inflation In 2007
Date 26/09/2006
As more money is expected to flow into hedge funds, institutional investors will focus on implementing stronger due diligence capabilities while hedge funds should beware of an inflationary environment in 2007, said leading financial experts today at a hedge fund industry panel hosted by Dow Jones Indexes.
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CBOT Top Daily Volume & Open Interest Records For Monday, September 25, 2006
Date 26/09/2006
A list of some of the Chicago Board of Trade's top daily volume and open interest records from the previous business day.
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The Singapore Commodity Exchange And The New York Board Of Trade Sign MOU
Date 26/09/2006
The Singapore Commodity Exchange (SICOM) and the New York Board of Trade® (NYBOT®) announced today the signing of a historic Memorandum of Understanding (MOU). Under the terms of the MOU, the two exchanges agree to collaborate on projects that will be mutually beneficial, such as information sharing, market building, joint educational seminars and symposiums, and other product and service offerings.
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NASD Charges NevWest Securities Corporation And Principals With Violating Anti-Money Laundering Rules - Firm Failed To File Suspicious Activity Reports Despite Suspicious Sales Of Hundreds Of Billions Of Shares Of Sub-Penny Stock By Customer
Date 26/09/2006
NASD announced today that it has charged NevWest Securities Corporation of Las Vegas and two of its top officers - President Sergey Rumyantsev and Vice President Antony M. Santos - with violating NASD's Anti-Money Laundering Rule.
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New York Attorney General Eliot Spitzer: Lawsuit Reveals Rampant Timing Arrangements At Seligman - New Evidence Contradicts Management Claims On Scope of Problem
Date 26/09/2006
Attorney General Eliot Spitzer today filed a complaint against mutual fund manager J. & W. Seligman & Company and its current President, Brian Zino, alleging that the firm sanctioned numerous secret timing arrangements that cost small investors $80 million.
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Thai Depository’s Three-Year Plan Aims For Service Excellence
Date 26/09/2006
In launching its three-year strategic plan, Thailand Securities Depository Co., Ltd. (TSD) announced developments which will meet the demands of the modern customer for accurate, fast, and efficient service. As well as strengthening corporate identity and building trust, its major efforts and resources will be dedicated to maximizing customer satisfaction and service quality.
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UK's Financial Services Authority MarketWatch Issue No.17
Date 26/09/2006
Click here to download the UK's Financial Services Authority MarketWatch issue No.17.
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SGX AsiaClear<SUP>TM</SUP> Introduces Clearing For Tanker TC5 Derivatives
Date 26/09/2006
The Singapore Exchange (SGX) today announced that SGX AsiaClearTM will offer the clearing of Tanker Clean Route 5 (TC5) Forward Freight Agreement (FFA) from Thursday, 28 September 2006.
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Patsystems Signs Three New Customers In Asia
Date 26/09/2006
Patsystems has signed three new customers in Singapore - TransMarket Group, Fimat Singapore and Calyon Financial (Singapore). Please read below for more details.
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