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Date 11/07/2006
Tradition Financial Services Grows International Presence, Opens Office In DIFC
Tradition Financial Services (TFS), a leading interdealer broker and subsidiary of Compagnie Financière Tradition, today announced a global expansion with the opening of an office at the Dubai International Financial Centre (DIFC). TFS is the first interdealer broker with a presence there.
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Date 11/07/2006
Tokyo Stock Exchange Board Report - May, 2006
Please click here to view the latest Tokyo Stock Exchange Board Report for May 2006.
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Date 11/07/2006
Statements Of SEC Acting Chief Accountant Scott Taub And Corporation Finance Division Director John White Regarding New COSO Guidance On Section 404 Compliance
The Committee of Sponsoring Organizations of the Treadway Commission (COSO) today published new guidance on the use of its framework to address the needs of smaller businesses in fulfilling the requirements of Section 404 of the Sarbanes-Oxley Act.
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Date 11/07/2006
SEC Moves Forward On Sarbanes-Oxley 404 Improvements
The Securities and Exchange Commission, in another step toward improving the implementation of the Sarbanes-Oxley investor protection law, today published a Concept Release as a prelude to its forthcoming guidance for management in assessing a company's internal controls for financial reporting.
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Date 11/07/2006
Parveen Gupta Named Academic Accounting Fellow For SEC Division Of Corporation Finance
The Securities and Exchange Commission's Division of Corporation Finance today announced the selection of Parveen P. Gupta as the academic accounting fellow for a one-year term beginning in August 2006. Parveen is the Frank L. Magee Distinguished Associate Professor of Accounting at Lehigh University and teaches corporate governance, risk management, financial accounting and valuation related courses in graduate business programs.
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Date 11/07/2006
NYMEX And CME To Add Implied Pricing Functionality For Electronic Energy Trading On CME GLOBEX®
The New York Mercantile Exchange, Inc. announced today that it will offer implied pricing functionality for energy futures contracts traded on the CME Globex electronic trading platform beginning on July 16 for trade date July 17.
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Date 11/07/2006
NYBOT Announces New Margin Requirements
Click here to download details of the New York Board of Trade® new margin requirements. These take effect with the opening of business on Wednesday, July 12, 2006.
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Date 11/07/2006
NASDAQ Announces June Market Performance Statistics
The Nasdaq Stock Market, Inc. (Nasdaq:NDAQ) today announced its consolidated market performance statistics for the NASDAQ Market Center, INET and Brut trading platforms for the month of June.
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Date 11/07/2006
NASD Alert Warns Of Investment Scams Using Fake Regulator Web Sites
NASD issued an Investor Alert today warning investors to be wary of a new type of stock scam that references phony government regulator Web sites. These unsolicited investment pitches are often ploys to get investors to send money in advance of any service rendered and are mainly targeting non-U.S. investors through e-mail and facsimile.
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Date 11/07/2006
London Stock Exchange: IPOs Raise More Than £10 Billion During First Half Of The Year - Number Of SETS Trades In June Up 77 Per Cent
194 companies raised over £10.4 billion through IPOs on the London Stock Exchange's markets during the first six months of 2006, a 64 per cent increase on the £6.4 billion in IPO money raised during the same period last year.
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