FTSE Mondo Visione Exchanges Index:
News Centre
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Hong Kong Securities And Futures Commission Suspends Former Agg. Asset Management Responsible Officer Chow Tsz Lam For 12 Months For Fund Management Failures
Date 04/09/2025
The Securities and Futures Commission (SFC) has suspended Mr Chow Tsz Lam, a former responsible officer (RO) and manager-in-charge of various core functions of the now dissolved Agg. Asset Management Limited (Agg), for 12 months from 2 September 2025 to 1 September 2026 over fund management failures.
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ASIC Publishes Regulatory Reform Correspondence
Date 04/09/2025
ASIC has today published its correspondence with the Treasurer related to regulatory reform opportunities.
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Dalian Commodity Exchange Deals With Eight Cases Of Abnormal Trading In August 2025
Date 04/09/2025
Dalian Commodity Exchange (DCE) continues to investigate and handle abnormal trading activities and violations for the purposes of performing front-line market supervision responsibilities, regulating futures trading activities, preventing and mitigating market risks and protecting the legitimate rights and interests of market participants. In August 2025, eight cases of abnormal trading were investigated and handled.
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ASX Group Monthly Activity Report - August 2025
Date 04/09/2025
Trading – Cash Markets (including equities, interest rate and ETP trades)
- In August 2025, the average daily number of trades was up 46% on the pcp. The average daily value traded on-market of $7.161 billion was up 22% on the pcp.
- Volatility (as measured by the average daily movement in the All Ordinaries Index) was 0.5% in August, compared to 0.8% in the pcp.
- Future volatility (as measured by the S&P/ASX 200 VIX) in August was an average of 10.8, down 17% on pcp.
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Hong Kong Securities And Futures Commission-Hong Kong Monetary Authority Joint Survey Shows Record Investment Product Sales And Market Participation In 2024
Date 04/09/2025
The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) today published the findings of their annual joint survey on the distribution of non-exchange-traded investment products, showing record sales and level of market participation for these products during 2024.
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Nasdaq Proposes Changes To Its Listing Standards
Date 04/09/2025
Today, Nasdaq proposed a new set of enhancements to its initial and continued listing standards, reinforcing its long-standing commitment to capital formation while ensuring investor protection and upholding market integrity. These proposed updates introduce enhanced requirements for minimum company public float and capital raised during initial public offerings, alongside stricter suspension and delisting procedures for companies failing to meet Nasdaq’s continued listings standards.
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US Financial Stability Oversight Council To Meet September 10
Date 03/09/2025
On Wednesday, September 10, Secretary of the Treasury Scott Bessent will preside over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department. The meeting will consist of an executive session and an open session. The preliminary agenda for the executive session includes an update on the Council’s focus and priorities; a briefing on a recent interagency financial market infrastructure cybersecurity tabletop exercise; the Council’s 2025 annual report; and the Council’s fiscal year 2026 budget. The preliminary agenda for the open session includes an update on banking supervision and regulatory reforms; votes to rescind the charters of two Council committees focused on climate-related financial risk; and a vote on the Council’s fiscal year 2026 budget.
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SIFMA’s Peter Ryan And Charles DeSimone - Modern Markets, Enduring Protections: Protecting Investors In Tokenized Securities
Date 03/09/2025
- Robust investor protections are the foundation of the success of the U.S. securities markets, ensuring market integrity and investor confidence. While modernization and tailoring of existing rules will be necessary to accommodate new technologies, existing investor protections must be extended to any markets that issue and trade tokenized securities. Doing so is critical to establishing investor confidence in markets for tokenized securities, ensuring broad participation and their long-term success.
- It is particularly important that investor protections derived from the current broker-dealer, exchange and custody frameworks under the federal securities laws—including structural limitations on vertical integration and separation of core functions—be applied to tokenized securities markets in order to mitigate potential conflicts of interest. These long-standing conflicts of interest requirements have deep foundations, yet have also evolved as new technologies, market participants, and other market factors have changed.
- Investor protections also require a clear understanding of when a token is and is not a security. It is critical that policymakers adopt consistent taxonomies and definitions rooted in the underlying economic characteristics of an asset or transaction, rather than its technological form.
- A carefully designed innovation exemption or regulatory sandbox framework can help supplement, though not replace, a broader process of regulatory modernization across all asset classes to accommodate tokenized securities. Guardrails on such a framework and projects that operate under it are also necessary to protect investors and maintain market integrity.
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Farewell Address Of CFTC Commissioner Kristin N. Johnson
Date 03/09/2025
Thank you to Aaron Klein, Miriam K. Carliner Chair—Economic Studies, Senior Fellow—Center on Regulation and Markets and Brookings Institute for kindly inviting me to join you this afternoon. Thank you for your thoughtful introduction.
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US Financial Stability Oversight Council Meeting
Date 03/09/2025
On Wednesday, September 10, Secretary of the Treasury Scott Bessent will preside over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department. The meeting will consist of an executive session and an open session. The preliminary agenda for the executive session includes an update on the Council’s focus and priorities; a briefing on a recent interagency financial market infrastructure cybersecurity tabletop exercise; the Council’s 2025 annual report; and the Council’s fiscal year 2026 budget.* The preliminary agenda for the open session includes an update on banking supervision and regulatory reforms; votes to rescind the charters of two Council committees focused on climate-related financial risk; and a vote on the Council’s fiscal year 2026 budget.