FTSE Mondo Visione Exchanges Index:
News Centre
-
Deutsche Börse: Unscheduled Component Change In SDAX
Date 27/09/2024
STOXX Ltd. has announced an unscheduled component change in the SDAX index.
-
CFTC Charges Fake Commodity Trading Platform With Fraud And Misappropriation In An Online Scam Targeting Asian American
Date 27/09/2024
The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Western District of Washington against Aipu Limited, Qian Bai, and Lan Bai, together with Fidefx Investments Limited and Chao Li.
-
SEC Adopts Improvements To EDGAR System To Enhance Security, Filer Access, And Account Management
Date 27/09/2024
The Securities and Exchange Commission today adopted rule and form amendments intended to enhance the security of its Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system and improve filers’ access and account management capabilities.
-
Nevermore: Statement On The Adoption Of The EDGAR Filer Access And Account Management Final Rule, SEC Commissioner Hester M. Peirce, Sept. 27, 2024
Date 27/09/2024
The Commission’s EDGAR system ensures the relatively easy submission of filings to the Commission and quick retrieval of filings by the public. Few notice when it works, but the problems can be significant and potentially market moving if EDGAR’s systems are disrupted or breached. Today’s EDGAR Next rulemaking facilitates an important modernization of EDGAR. I hope—to quote the raven in Edgar Allen Poe’s famous poem—that now we will be able to say “Nevermore” to unauthorized filings and, in the process, make life easier for authorized filers.[1]
-
Statement On EDGAR Next, SEC Commissioner Mark T. Uyeda, Sept. 27, 2024
Date 27/09/2024
Beginning in May 1996, all domestic companies were required by the Commission to make their filings electronically, through EDGAR.[1] At the time, I was a first-year associate at a law firm. A fourth-year associate handed the EDGAR Filer Manual to me and muttered something along the lines of “I guess we need to file with the SEC electronically now; I don’t want to figure it out, so that’s now your job.” Such was my introduction to the wonders of EDGAR. In some respects, I have “grown up” with EDGAR as a securities lawyer since then.[2] Over time, EDGAR has moved beyond being a system to electronically file documents with the Commission to one that is the principal method by which corporate disclosures are disseminated to the public and available for free. Accordingly, I consider EDGAR to be one of the Commission’s crown jewels. As with any company and its important assets, the Commission must continuously improve EDGAR to keep up with changes in technology.
-
Statement On EDGAR, SEC Chair Gary Gensler, Sept. 27, 2024
Date 27/09/2024
Today, the Commission approved amendments regarding login, password, and other account access protocols for filers and other registrants using the Electronic Data Gathering, Analysis, and Retrieval System, commonly known as EDGAR. I am pleased to support these amendments because they enhance EDGAR’s security and further improve filers’ access to the EDGAR system.
-
CFTC Commitments Of Traders Reports Update
Date 27/09/2024
The current reports for the week of September 24, 2024 are now available. Report data is also available in the CFTC Public Reporting Environment (PRE), which allows users to search, filter, customize and download report data.
-
SEC Charges Entities Operating Crypto Asset Trading Platform Mango Markets For Unregistered Offers And Sales Of The Platform’s “MNGO” Governance Tokens - Pair Of Affiliated Entities Separately Charged For Acting As Unregistered Brokers
Date 27/09/2024
The Securities and Exchange Commission today filed settled charges against Mango DAO and Blockworks Foundation for engaging in the unregistered offer and sale of crypto assets called “MNGO” tokens. The SEC also settled charges against Blockworks Foundation and Mango Labs LLC for engaging in unregistered broker activity in connection with various crypto assets being offered and sold as securities on the Mango Markets platform. The SEC’s complaint alleges that by skirting the SEC’s registration provisions, Mango DAO, Blockworks Foundation, and Mango Labs deprived investors of critical protections afforded by the federal securities laws.
-
IOSCO Sustainable Finance Task Force, Singapore, September 27, 2024, Scott O’Malia, ISDA Chief Executive
Date 27/09/2024
Good morning and thank you for inviting me to address this plenary meeting of the International Organization of Securities Commissions (IOSCO) Sustainable Finance Task Force. Global policymakers and financial market participants have a critical role to play in the transition to a sustainable economy, so I’m delighted to participate in this important forum.
-
SEC Charges U.K. Citizen In Hacking And Trading Scheme Involving Five U.S. Public Companies
Date 27/09/2024
The Securities and Exchange Commission today announced charges against U.K. citizen Robert B. Westbrook for hacking into the computer systems of five U.S. public companies to obtain material nonpublic information about their corporate earnings and using that information to make approximately $3.75 million in illicit profits by trading in advance of the companies’ public earnings announcements.
