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  • B.C. Securities Commission To Return Additional Funds To Investor Of Illegally Distributed Securities

    Date 18/09/2024

    The B.C. Securities Commission (BCSC) will return an additional $178,750 to an investor who lost money as a result of an illegal distribution of securities.

  • CME Group SOFR Futures Reach New Volume And Open Interest Records

    Date 18/09/2024

    CME Group, the world's leading derivatives marketplace, today announced that its deeply liquid SOFR futures reached a new, all-time record average daily volume (ADV) of 5.4 million contracts in September and an open interest record of 13,159,646 contracts on September 17.

  • LSEG Netherlands B.V.: Publication Of Final Terms

    Date 18/09/2024

    The following Final Terms are available for viewing:

    Final Terms dated 18 September 2024 of LSEG Netherlands B.V. for the €600,000,000 2.750 per cent. Guaranteed Notes due 20 September 2027 (ISIN: XS2904651093) (the Final Terms) (the Notes), unconditionally and irrevocably guaranteed by London Stock Exchange Group plc and issued pursuant to the £4,000,000,000 Euro Medium Term Note Programme of London Stock Exchange Group plc, LSEGA Financing plc, LSEG Netherlands B.V. and LSEG US Fin Corp. (the Programme).

  • Miami International Holdings Announces Index Licensing Agreement With Bloomberg

    Date 18/09/2024

    Miami International Holdings, Inc. (MIH), a technology-driven leader in building and operating regulated financial markets across multiple asset classes, today announced it has entered into a licensing agreement with Bloomberg Index Services Limited (Bloomberg Indices) to develop a suite of index futures, options on futures, and cash options products based on Bloomberg Indices' portfolio of benchmarks. MIH will initially offer a number of equity index products which will be exclusively listed and traded on MIH's exchanges, subject to regulatory approval.

  • SEC Charges Broker-Dealer First Horizon With Regulation Best Interest Violations - Firm’s Structured Note Recommendations Violated Reg BI’s Compliance Obligation

    Date 18/09/2024

    The Securities and Exchange Commission today announced charges against registered broker-dealer First Horizon Advisors, Inc. for failing to maintain and enforce policies and procedures reasonably designed to achieve compliance with Regulation Best Interest (Reg BI). The charges relate to First Horizon’s recommendations of a type of derivative security called a structured note. First Horizon agreed to pay a civil penalty of $325,000 to resolve the SEC’s charges.