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Share Changes In The S&P/ASX 50 Index
Date 13/10/2004
Standard & Poor’s will make the following changes in the S&P/ASX 50 Index effective after the close of trading Monday, October 18th, 2004: Foster's Group Limited (Australia, SEDOL: 6349268, GICS Code: 30201010) a member of the S&P/ASX 50 Index will increase its shares to 2,029,843,980. This change is due to a Dividend Reinvestment Plan.
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Securities Industry Association’s <I>Capital Alert</i> Report To Congress: Brokers-Dealers Raise $117 Billion In 2Q ’04 To Help Drive Economy
Date 13/10/2004
The securities industry continues as the key driver of the American economy, raising more than $117 billion in capital in the second quarter of 2004, according to the latest edition of the Securities Industry Association’s Capital Alert report. The report, which was sent to Congress this week, provides data on capital raised by equity and debt issues on a state-by-state basis.
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SEC Proposes IPO Allocation Reforms
Date 13/10/2004
The Securities and Exchange Commission today proposed amendments to Regulation M that would prohibit certain market activities that undermine the integrity and fairness of the offering process, particularly with respect to the allocation of Initial Public Offerings (IPOs). The amendments would also enhance the transparency of underwriters’ aftermarket activities.
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SEC Charges Royal Ahold And Three Former Top Executives With Fraud; Former Audit Committee Member Charged With Causing Violations Of The Securities Laws
Date 13/10/2004
The Securities and Exchange Commission today announced the filing of enforcement actions alleging fraud and other violations against Royal Ahold (Koninklijke Ahold N.V.) (Ahold) and three former top executives: Cees van der Hoeven, former CEO and chairman of executive board; A. Michiel Meurs, former CFO and executive board member; and Jan Andreae, former executive vice president and executive board member. The Commission also charged Roland Fahlin, former member of Ahold's supervisory board and
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OneChicago Launched Two New Single Stock Futures
Date 13/10/2004
The CME Contract Specifications pages on the CME's Web site have been updated to reflect the following: The CME Clearing Codes web page for OneChicago products has been updated to show the additional 2 stock futures that launched on October 12, 2004. The two new Single Stock Futures are Carnival Corporaton and Limited Brands, Inc.
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One Chicago To Launch 1 New Single Stock Future On October 14, 2004
Date 13/10/2004
The CME Contract Specifications pages on the CME's Web site have been updated to reflect the following: The CME Clearing Codes web page for OneChicago products has been updated to show the additional single stock future that will launch on October 14, 2004. The new Single Stock Futures is News Corporation, Ltd.
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NYSE Announces Disciplinary Actions Against Four Member Firms and 12 Individuals
Date 13/10/2004
The New York Stock Exchange has taken disciplinary actions against four member firms and 12 individuals for violations of NYSE rules and federal securities laws. The cases, prosecuted by the NYSE Division of Enforcement, may be subject to review by the Securities and Exchange Commission and, thereafter, federal courts. Additionally, a recent decision by the United States Court of Appeals for the Second Circuit, relating to two disciplinary actions completed by the NYSE in late 2002, is summarize
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Nymex To Launch New Natural Gas Swap Futures
Date 13/10/2004
The New York Mercantile Exchange, Inc., announced today that it will introduce a Henry Hub natural gas penultimate swap futures contract on NYMEX ClearPortsm beginning on October 17 for the October 18 trading session.
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Nymex Sets Records For Overnight Trading And e-miNY<SUP>sm</sup> Futures Volume
Date 13/10/2004
Records were set in overnight trading and crude oil futures volume last night and in e–miNY energy futuressm and e-miNYsm crude oil futures trading yesterday on the New York Mercantile Exchange, Inc. An overnight record of 65,468 energy and metals futures contracts were traded on the New York Mercantile Exchange ACCESS® electronic trading platform last night, exceeding the previous record of 54,913 contracts traded during the June 9 session. Light, sweet crude oil futures v
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Nymex Names New Vice President Of Strategy And Business Development
Date 13/10/2004
The Exchange has promoted John J. D'Agostino to vice president of strategy and business development, in the process creating a new department to focus on strategic options for Exchange expansion and growth.
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