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SEC: Seven Broker-Dealer Firms Settle Enforcement Actions Involving Non-Disclosure Of Payments For Research - Firms Agree To Pay A Total Of $3.65 Million - Four Firms Also Fined For Failure To Preserve E-Mail Communications

Date 25/08/2004

The Securities and Exchange Commission announced today settled enforcement actions against seven broker-dealers for failing to disclose they had received payments for providing research coverage of certain public companies, in violation of Section 17(b) of the Securities Act of 1933.
SEC Files Civil Fraud Charges Against JB Oxford Holdings, National Clearing Corporation, And Three Officers For Facilitating Fraudulent Late Trading And Market Timing

Date 25/08/2004

The Securities and Exchange Commission today filed civil fraud charges against Beverly Hills, California-based broker-dealer National Clearing Corporation (NCC), its parent company, JB Oxford Holdings, Inc. (JBOH), and three NCC executives for facilitating late trading and market timing by certain NCC customers. The SEC's complaint alleges that from June 2002 until September 2003, the defendants fraudulently facilitated thousands of market timing and late trades in over 600 mutual funds.
OneChicago To List One New Single Stock Future - Google Inc. Class A

Date 25/08/2004

The CME Clearing Codes web page for OneChicago products has been updated to show the additional Single Stock Future, Google Inc. Class A, that will be launched on August 27, 2004.
OneChicago To List Futures on Google

Date 25/08/2004

OneChicago, LLC today announced that it would list the futures on Google Inc. (GOOG1C) beginning Friday, Aug. 27. The new listing brings the total to 26 of new single stock futures launched so far this summer.
NYBOT Announces Further Delay In Implementation Of Changes To USDX EFP Transactions

Date 25/08/2004

The New York Board of Trade® (NYBOT®) announced today that the implementation date for several amendments to its rule concerning changes to the U.S. Dollar Index (USDX) Exchange for Physical (or EFP) transactions, originally announced via a release dated July 19, 2004, has been delayed indefinitely pending further consultation with market participants.

Mark A. Adler Named Deputy Chief Litigation Counsel Of SEC's Division of Enforcement

Date 25/08/2004

The Securities and Exchange Commission today named Mark A. Adler Deputy Chief Litigation Counsel of the Commission's Division of Enforcement. As Deputy Chief Litigation Counsel, Mr. Adler will assist in supervising the Division's nationwide litigation program. Mr. Adler succeeds Peter H. Bresnan, who was named as an Associate Director of the Division of Enforcement in April.
GL TRADE Confirms Turnover Of EUR72.8m In The First Half Of 2004 And Announces Results In Line With Expectations

Date 25/08/2004

GL TRADE confirms turnover of €72.8m in the first half of 2004 and announces results in line with expectations.
CME Appoints Kobida As Director, Financial Management

Date 25/08/2004

Chicago Mercantile Exchange Inc., the largest U.S. futures exchange, today announced the appointment of Michael J. Kobida as Director, Financial Management in the company’s Clearing House. The CME Clearing House is the world’s largest clearing organization for futures contracts.
CBOT WI 2-Year U.S. Treasury Note June 2004 Settlement

Date 25/08/2004

The CBOT® WI 2-Year U.S. Treasury Note futures contract for August 2004 will be cash settled today at a final settlement price of 97-5050, based upon today’s auction results of the 2-year U.S. Treasury note, which was awarded at a high yield of 2.495 percent. Please refer to the attached spreadsheet for more information regarding the calculation of this settlement.
CBOT August 25, 2004 Treasury Conversion Factors

Date 25/08/2004

The attached conversion factor tables for the CBOT® U.S. Treasury Bond and Note complex have been revised to include conversion factors for the following government security that was auctioned on August 25 by the U.S. Treasury Department.