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  • Tokyo Stock Exchange Imposes Penalty On Retela Crea Securities Co.,Ltd

    Date 25/07/2003

    TSE imposed a penalty on Retela Crea Securities Co.,Ltd ( "Retela Crea Securities" ) of JPY 10 million and requested a business improvement report for its actions in making a series of transactions for the sale of a security to create an artificial market.

  • Tokyo Stock Exchange Imposes Penalty On Credit Agricole Indosuez Securities (Japan) Limited

    Date 25/07/2003

    TSE imposed a penalty on Credit Agricole Indosuez Securities (Japan) Limited ("Credit Agricole") of JPY 2 million and requested a business improvement report for its actions in soliciting business from a customer with the promise to provide special benefits to that customer.

  • The SWX Swiss Exchange Threatens Habsburg Holdings Ltd With Suspension Of Trading By Reason Of Violation Of Reporting Obligations

    Date 25/07/2003

    Habsburg Holdings Ltd, which is listed on the SWX Swiss Exchange, has failed to submit its annual report for 2002 to the Admission Board by the specified date of 30 June 2003. In addition, the SWX is clarifying whether or not the company has published its annual report. Habsburg already failed to submit its annual report before the specified date last year.

  • SWX Swiss Exchange Withdraws Registration From KPJH Fidelity SA

    Date 25/07/2003

    SWX Swiss Exchange has issued a reprimand, together with related publication, against KPJH Fidelity SA ,Geneva, for violating Listing Rules provisions. It was further decided that KPJH Fidelity SA's registration as an SWX-approved auditing body is withdrawn. The SWX sanction has been imposed in connection with KPJH Fidelity SA auditors' report dated 19 June 2002 concerning the audit of the consolidated 2001 annual accounts of Habsburg Holdings Ltd. which did not comply with the applicable regula

  • SWX Swiss Exchange Imposes Sanctions On SAirGroup

    Date 25/07/2003

    The SWX Swiss Exchange has sanctioned SAirGroup in response to the violation of provisions of the Listing Rules. The failure to disclose contingent liabilities and the absence of information on the reclassification of shareholdings in the 2000 interim report were the reasons for imposition of sanctions.

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