FTSE Mondo Visione Exchanges Index:
News Centre
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NYSE Announces Disciplinary Actions Against Three Member Firms And 16 Individuals
Date 07/04/2004
The New York Stock Exchange has taken disciplinary actions against three member firms and 16 individuals for violations of NYSE rules and federal securities laws. The cases, prosecuted by the NYSE Division of Enforcement, may be subject to review by the Securities and Exchange Commission and, thereafter, federal courts.
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NSX Closed Good Friday
Date 07/04/2004
National Stock Exchange (NSX) will be closed April 9th in observance of Good Friday.
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Newcastle Stock Exchange Calls # 28 - 7 April 2004
Date 07/04/2004
In this Issue
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NASDAQ Celebrates Times Square 100th Anniversary
Date 07/04/2004
The Nasdaq Stock Market, Inc. ("NASDAQ;" OTCBB: NDAQ) today commemorated the 100th anniversary of Times Square at its flagship MarketSite at 43rd Street on Times Square. NASDAQ will be showcasing the new Times Square 100 Year logo from 10:30 a.m. - 12:00 p.m. as part of the Times Square Alliance's (formerly known as The Bid) tribute.
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NASD Fines Robertson Stephens And Former VP USD350,000 For Attempting To Coerce Investment Banking Fees - Also Charges Former Managing Director - Cites Threat To Drop Research Coverage If $1 Million Fee Demand Not Met
Date 07/04/2004
NASD announced today thatas part of its continuing regulatory focus on investment banking and research analyst activitiesit has censured and fined Robertson Stephens, Inc. and its former senior investment banker, Richard (“Kevin”) Davies, a total of $350,000 for threatening to discontinue research coverage of a public company unless that company paid Robertson Stephens $1 million in investment banking fees.
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Montréal Exchange Announces Its Results
Date 07/04/2004
FISCAL 2003:
Mark Esposito Joins OneChicago
Date 07/04/2004
OneChicago, LLC today announced that options trader Mark Esposito has joined the Exchange as a project coordinator.
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Littelfuse Inc. Added to S&P SmallCap 600 Index
Date 07/04/2004
Littelfuse Inc. (NASD:LFUS) will replace Staten Island Bancorp Inc. (NYSE:SIB) in the S&P SmallCap 600 Index after the close of trading on Monday, April 12, 2004. Staten Island Bancorp is being acquired by S&P MidCap 400 constituent Independence Community Bank Corp. (NASD:ICBC) in a transaction anticipated to close on or about that date. The deal is still pending regulatory approval. Standard & Poor's will monitor this transaction, and post any relevant updates on its website: www.standardandpo
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Kuala Lumpur Stock Exchange: Listed Securities - 80% Syariah Compliant, Rm426.9 Billion Of Total Market Capitalisation
Date 07/04/2004
More than 80% of listed securities on the Malaysian stockmarket is Syariah compliant, accounting for 59.34% or RM426.9 billion (USD 112.3 billion) of the total market capitalisation of RM 719.9 billion (USD189.4 billion) as at market close yesterday - Monday, 5 April 2004.
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Korea Stock Exchange Closed On Thursday, April 15
Date 07/04/2004
The Korea Stock Exchange will close its market on Thursday, April 15 for General Election day in Korea.
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