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  • Tokyo Stock Exchange Requests Century Securities Co., Ltd. To Submit A Business Improvement Report

    Date 09/09/2005

    TSE requested Century Securities Co., Ltd. (Century Securities) to submit a business improvement report regarding (i) ensuring stable system operations immediately, early restoration of system in trouble and appropriate customer service, (ii) adequate verification of present system conditions and establishment of necessary improvement schemes including introduction of an external system audit for system improvement and an effective contingency plan, (iii) clarification of locus of responsibility

  • Statement Of SEC Chairman Christopher Cox Regarding Use Of Market Instruments In Valuing Employee Stock Options

    Date 09/09/2005

    U.S. Securities and Exchange Commission Chairman Christopher Cox announced today the issuance of informal staff progress reports on the ongoing Commission evaluation of proposals to value employee stock options for financial reporting purposes. The full text of his statement follows:

  • SEC Provides Alternate Contact Information For Registered Investment Advisers Displaced By Hurricane Katrina

    Date 09/09/2005

    The Securities and Exchange Commission has established a website directory to help Hurricane Katrina victims contact their investment advisers where normal operations have been disrupted. The directory provides alternate contact information for registered investment advisers in Mobile, Ala.; Covington, La.; Metairie, La.; New Orleans, La.; and Gulfport, Miss.

  • SEC Extends Time For Banks To Comply With Gramm-Leach-Bliley Act Broker Registration Requirements

    Date 09/09/2005

    The Securities and Exchange Commission announced today that it issued an order further extending until Sept. 30, 2006, the compliance dates for banks with respect to certain broker registration requirements contained in the Gramm-Leach-Bliley Act (GLBA). The Commission does not expect banks to develop compliance systems to meet the terms of the "broker" exceptions until the Commission amends its rules. Banks have indicated that they will need time to implement systems to ensure compliance with t

  • Quarterly Rebalancing Of The S&P/CITIC 50 And S&P/CITIC 300 Indices

    Date 09/09/2005

    Standard & Poor’s and CITIC Securities will make the following changes to the S&P/CITIC 50 and S&P/CITIC 300 Indices as a part of the September quarterly rebalancing of index constituent free float shares and IWF’s.

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