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Address By NASD Chairman And CEO Robert Glauber To The Securities Industry Association Annual Meeting

Date 11/11/2005

Good morning. Many thanks to SIA for again inviting me to address your Annual Meeting. It's important for me to meet face-to-face and often with the people under NASD's supervision. So this gathering is a particularly important one for us.
UK’s Financial Services Authority Fined Kings £60,000 For Financial Promotions Failings

Date 10/11/2005

The Financial Services Authority (FSA) has fined Maidstone-based independent financial adviser firm Kings £60,000 for approving misleading financial promotions and for related systems and controls breaches.
Tokyo Stock Exchange: Disciplinary Actions With Regards To The System Malfunction

Date 10/11/2005

TSE once again offers its deepest apologies for the inconvenience we caused the many investors and others involved in the market due to the malfunction of the stock / CB trading system on November 1st.
The Warsaw Stock Exchange Announces A Quarterly Adjustment Concerning The WIG20 And MIDWIG Indices

Date 10/11/2005

The Warsaw Stock Exchange announces that following the trading session on December 16, 2005, there will be a quarterly adjustment concerning the WIG20 and MIDWIG indices.
Special Membership Bulletin From Marshall N Carter, Chairman Of The NYSE Board Of Directors, To NYSE Members Regarding Motion To Prevent NYSE Member Vote

Date 10/11/2005

As many of you have heard by now, William Higgins and nine co-plaintiffs filed a motion on November 7 to enjoin the vote on the NYSE/Archipelago transaction. Mr. Higgins' claims to you that he would not seek to stop the transaction or deprive members the right to vote are false. He and his attorneys have asked the court to do precisely that.

Spanish Exchange To Trade 343 New Warrants Issued By Sociéte Générale - It Is The Biggest Issue In One Day Since The Creation Of The Market - With These New Issues, The Number Of Warrants On The Market So Far Amounts To 1,597

Date 10/11/2005

The Spanish Exchange will tomorrow begin trading 343 new warrants issued by Société Générale, marking the biggest issue since in one day the creation of the market. With these new issues, the number of warrants on the market to date amounts to 1,597.
Singapore Exchange Limited Revises Listing Fees To Be In Line With International Exchanges

Date 10/11/2005

Singapore Exchange Limited (SGX) today announced that it will revise some of its listing and processing fees.
SGX Announces Changes In Senior Management

Date 10/11/2005

Singapore Exchange Limited (SGX) today announced the retirement of Mr Ang Swee Tian as President at the end of 2005. Mr Ang will continue to serve as Senior Adviser to SGX.
RTS Stock Exchange: List Of Securities Traded Anonymously Changes

Date 10/11/2005

On November 9 th , 2005, the Board of Directors of non-for-profit partnership "Russian Trading System" Stock Exchange has decided to change the list of securities admitted to the anonymous trading on NP RTS Classic Market.
Program Trading Averaged 56.7 Percent Of NYSE Volume During Oct. 31-Nov. 4

Date 10/11/2005

The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Oct. 31-Nov. 4.