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Component Change Made To Dow Jones Health Care Titans 30 Index

Date 16/11/2006

Dow Jones Indexes, a leading global index provider, today announced a component change in the Dow Jones Health Care Titans 30 Index.
CBOE And CFE Thanksgiving Holiday Trading Schedule

Date 16/11/2006

The Chicago Board Options Exchange (CBOE) and the CBOE Futures Exchange (CFE) today announced the following trading schedule in observance of the Thanksgiving Day holiday: (All noted times are Chicago time). Wednesday, November 22:CBOE interest rate products will close at 12:00 Noon CST.Regular trading hours will be in effect for all other CBOE and CFE products.
New York Attorney General Eliot Spitzer: Hedge Fund Managers Sued For Fraud In Mutual Fund Timing - Defendants Secretly "Piggy-Backed" Trades to Evade Detection By Mutual Funds

Date 16/11/2006

Attorney General Eliot Spitzer today filed a lawsuit against a leading hedge fund and others for engaging in a fraudulent mutual fund market timing scheme that damaged long-term investors.
Speech by SEC Chairman: 'The Hunters And The Stag': Why National Securities Regulators Must Collaborate In the Era Of Global Investing - Keynote Address To The International Organization Of Securities Commissioners, Technical Committee Conference London,

Date 16/11/2006

Good morning, and thank you for that kind introduction. This is an excellent opportunity to congratulate the UK Financial Services Authority for hosting this conference. We all owe the FSA - and in particular Callum McCarthy, John Tiner, and their outstanding team - a deep debt of gratitude for their leadership in bringing forward regulatory issues that are of truly international importance and that affect every one of our markets.
Program Trading Averaged 29.3 Percent Of NYSE Volume During Nov. 6-10

Date 16/11/2006

The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Nov. 6-10.

NASDAQ And MetricStream Announce Corporate.ComplianceOnline.com, A Portal And Online Community For Compliance - New Resource Helps Corporations And Professionals Navigate Increasingly Complex Business Environment

Date 16/11/2006

The Nasdaq Stock Market, Inc. (Nasdaq: NDAQ) and MetricStream, Inc. today announced the launch of a portal and online community, corporate.complianceonline.com, to assist NASDAQ-listed companies in reducing the cost and complexity of compliance. ComplianceOnline.com, a business unit of MetricStream, is currently accessed by over a million users worldwide who utilize its extensive vertical search, content, regulatory alerts, and live and on-demand training resources. Its community feature allows
Speech By Callum McCarthy, Chairman, UK Financial Services Authority, IOSCO Conference, 16 November 2006

Date 16/11/2006

It is my great pleasure to welcome you all to the third IOSCO Technical Committee conference. This conference has already established itself as a key event in which the most influential players in the securities markets and regulators from developed and emerging markets can come together to exchange insights and to influence each others' agendas.
WCE Holdings Inc. Financial Results For The Year Ended August 31, 2006

Date 16/11/2006

WCE Holdings Inc. (Holdings) today released its financial results for the year ended August 31, 2006. Holdings is the parent company of Winnipeg Commodity Exchange Inc. (WCE), WCE Clearing Corporation (WCECC) and Canadian Climate Exchange Inc. (CCE).
FTSE Custom Index Created For New Vanguard Fund

Date 16/11/2006

FTSE Group (FTSE), the award-winning index provider, announced today that it has created a custom benchmark to be used as the basis for the new Vanguard® High Dividend Yield Index Fund. The new fund offers both traditional investor shares and ETF shares.
American Stock Exchange Launches Vanguard's New High Dividend Yield ETF - New Equity ETF To Track FTSE High Dividend Yield Index

Date 16/11/2006

The American Stock Exchange (Amex) announced today that it has launched trading in the Vanguard High Dividend Yield ETF (VYM).