News Centre

Autorité des Marchés Financiers Announces The Implementation Of Canadian Investment Regulatory Organization ’S Expanded Registration Functions

Date 26/06/2025

Effective July 1, 2025, the Autorité des marchés financiers (AMF) will delegate additional registration functions, including the registration of investment dealers, mutual fund dealers, derivatives dealers and persons acting on their behalf, to the Canadian Investment Regulatory Organization (CIRO) (delegation of power).

Canadian Securities Administrators Publishes 3-Year Business Plan Focused On Competition And Investor Protection

Date 26/06/2025

The Canadian Securities Administrators (CSA) released today its 2025-2028 Business Plan setting out the priorities of its members for the next three years. The Plan highlights the CSA’s ongoing commitment to responsive and harmonized regulation and is rooted in two overarching goals: to enhance the competitiveness of Canadian capital markets and to advance investor protection.

SIFMA’s Katie Kolchin, CFA Appointed Managing Director, Equity And Options Market Structure

Date 26/06/2025

SIFMA today announced that Katie Kolchin has been appointed to the position of managing director, equity and options market structure.

Canadian Securities Regulators Propose Prohibiting The Use Of Chargebacks In The Distribution Of Investment Funds

Date 26/06/2025

The Canadian Securities Administrators (CSA) has published, for a 90-day comment period, proposed amendments that would prohibit the use of chargebacks in the distribution of investment funds offered by prospectus.

SEC Publishes Data On Broker-Dealers, Mergers & Acquisitions, And Business Development Companies

Date 26/06/2025

The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) has published new reports and data on broker-dealers, mergers and acquisitions (M&A), and business development companies (BDCs).

MIAX Exchange Group - Holiday Schedule - July 4, 2025

Date 26/06/2025

Please be advised that the MIAX Options Exchange, MIAX Pearl Options Exchange, MIAX Emerald Options Exchange, MIAX Sapphire Options Exchange and MIAX Pearl Equities Exchange will have an abbreviated trading session on Thursday, July 3, 2025.  All Option Classes and Equity Issues will close 3 hours early.   

Stability Matters, Latest News From The FSB, June 2025

Date 26/06/2025

FSB Plenary meets 

The FSB Plenary met on 11 June in Madrid to discuss key priorities for global financial stability and confirmed the appointment of Andrew Bailey, Governor of the Bank of England, as the next FSB Chair.  

Get Ready For The ISDA Notices Hub

Date 26/06/2025

No one wants to have to terminate a derivatives trading relationship – that usually means a counterparty has failed to make a payment or has become insolvent. At an already stressful time, the last thing anyone needs is to experience problems in delivering the critical termination notices necessary to close out and value affected trades. Delays slow everything down, creating uncertainty, risk and potentially millions of dollars in losses – making an already bad situation countless-times worse. The good news is this shouldn’t be a problem for too much longer: in a matter of weeks, we’ll launch the ISDA Notices Hub, an online platform that will enable the instant delivery and receipt of notices – and there are some key steps firms can take now to prepare for launch, including signing up to a new protocol.

Federal Reserve Board Publishes Agenda For Its Conference On July 22 On Large Bank Capital Requirements

Date 26/06/2025

The Federal Reserve Board on Thursday published the agenda for its conference on July 22 on large bank capital requirements. The conference will bring together a range of perspectives, including academics, practitioners, and market participants to discuss the key pillars of the regulatory capital framework.

Bank Of England: From Trading Floors To Policy Calls: The Value And Evolution Of Our Interactions With Financial Markets − Speech By Andrea Rosen - Given At The Centre For Central Banking Studies 'Transforming Monetary Policy’ Conference

Date 26/06/2025

In this speech, Andrea Rosen announces a new initiative: the Market Participants Group – a senior-level forum for the Monetary Policy Committee to hear directly from financial market participants.