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Gearing Up To Improve Small Business Capital Formation - Stacey Bowers, Director, SEC Office Of The Advocate For Small Business Capital Formation, Opening Remarks At The SEC’s Small Business Forum, Washington D.C., April 10, 2025
Date 10/04/2025
Good afternoon and welcome to the SEC’s 44th Annual Small Business Forum. I’m Stacey Bowers, Director of the SEC’s Small Business Advocacy Office, and we are thrilled to welcome you to this important event and to be doing so in person here at the SEC’s headquarters. I want to extend a warm welcome to all of our attendees and exhibitors for joining us this afternoon, whether here in the auditorium or online.
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Remarks At The 44th Annual Small Business Forum, Mark T. Uyeda, SEC Acting Chairman, Washington D.C., April 10, 2025
Date 10/04/2025
Good afternoon. It is my pleasure to welcome everyone to this year’s Small Business Forum (“Forum”), which is the first Forum held at SEC headquarters since 2016 and the first in-person Forum since 2019. I hope that everyone takes advantage of the in-person interactions and networking opportunities this afternoon.
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Acting CFTC Chairman Pham Statement On Confirmation Of SEC Chairman Paul Atkins
Date 10/04/2025
Commodity Futures Trading Commission Acting Chairman Caroline D. Pham today issued the following statement:
“Congratulations to Paul Atkins on his confirmation as Chairman of the Securities and Exchange Commission. I have known and worked together with Paul and his team for over a decade. His outstanding leadership is inspiring. I look forward to continuing to work together on smart regulation that drives U.S. economic growth and greater opportunity for the American people.”
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Superintendent Of New York Department Of Financial Services Adrienne A. Harris Secures $40 Million Settlement With Block, Inc. For Inadequate Anti-Money Laundering Program And Virtual Currency Compliance Failures On Cash App Platform
Date 10/04/2025
- DFS Investigation Found Insufficient Customer Identification Procedures and Transaction Monitoring Led to Increased Money-Laundering Risk
- Settlement Requires Block to Hire an Independent Monitor to Oversee Compliance Improvements
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New York Attorney General James Urges Congress To Pass Federal Legislation To Regulate Cryptocurrencies - Letter Follows DOJ Announcement On Dismantling Of Crypto Fraud Enforcement
Date 10/04/2025
New York Attorney General Letitia James sent a letter to congressional leaders urging them to pass federal legislation to strengthen regulations on cryptocurrencies and digital assets. In her letter, Attorney General James warns that the lack of strong federal regulations on cryptocurrencies increases the risk of fraud, criminal activity, and financial instability. Attorney General James argues that federal regulations would bolster America’s national security, strengthen its financial markets, and protect investors from cryptocurrency scams, which now account for 10 percent of all financial fraud and 50 percent of all losses from financial fraud. To better protect cryptocurrency investors, Attorney General James urges Congress to pass legislation that would require cryptocurrency companies to make a series of commitments, including registering with a regulatory body and actively identifying and preventing fraud and scams. This letter comes after the U.S. Department of Justice announced the dismantling of federal criminal cryptocurrency fraud enforcement, making a robust regulatory framework all the more critical.
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Fiserv To Release First Quarter Earnings Results On April 24, 2025
Date 10/04/2025
Fiserv, Inc. (NYSE: FI), a leading global provider of payments and financial services technology solutions, will announce its first quarter financial results before the market opens on Thursday, April 24, 2025.
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Nadex Product Schedule For The 2025 Good Friday And Easter Monday Holidays
Date 10/04/2025
Thursday, April 17, 2025: All Weekly contracts, except Cryptocurrency contracts, listed on Monday, April 14, 2025, will have a settlement date of Thursday, April 17, 2025. Indices, Forex, and Commodity contracts listed on this day will expire pursuant to their regular Friday schedule or as indicated in the Holiday Product Schedule Guidelines. Cryptocurrency and Industry Event - Live Presentations - NAICS 711 contracts will observe their regular schedule.
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Canadian Investment Regulatory Organization Publishes Annual Priorities For Fiscal Year 2026 - Backdrop Of Economic And Political Uncertainty Emphasizes Need For Agile, Responsive Regulation
Date 10/04/2025
Today, the Canadian Investment Regulatory Organization (CIRO) released its Annual Priorities for the 2026 fiscal year (April 1, 2025, to March 31, 2026).
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Deutsche Börse Group: Business Indicators For March 2025
Date 10/04/2025
A summary of Deutsche Börse Group's business indicators for March 2025 is now available on the Deutsche Börse website:
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Read-Out By President von der Leyen Following Her Phone Call With Prime Minister Mark Carney Of Canada
Date 10/04/2025
President von der Leyen held a cordial phone call with Prime Minister Mark Carney, during which she highlighted the importance of regular coordination with trusted partners and allies like Canada.
