FTSE Mondo Visione Exchanges Index:
News Centre
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ACER Amends The Methodology For The Electricity Market Coupling Algorithm To Mandate Research On Co-Optimisation
Date 24/09/2024
In November 2023, ACER received a proposal from Nominated Electricity Market Operators (NEMOs) for amending the ACER’s 2020 methodology for the price coupling algorithm and the continuous trading matching algorithm.
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Canadian Securities Administrators Seeks Applications For Investor Advisory Panel
Date 24/09/2024
The Canadian Securities Administrators (CSA) is inviting applications for membership on its Investor Advisory Panel (IAP).
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Testimony Of The Securities And Exchange Commission Before The United States House Of Representatives Committee On Financial Services: SEC Chair Gary Gensler, SEC Commissioner Hester M. Peirce, SEC Commissioner Caroline A. Crenshaw, SEC Commissioner Mark T. Uyeda, SEC Commissioner Jaime Lizárraga, Washington D.C., Sept. 24, 2024
Date 24/09/2024
Good morning, Chairman McHenry, Ranking Member Waters, and members of Committee. Thank you for the opportunity to testify before you today about the work of the U.S. Securities and Exchange Commission.
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Juan Flames Appointed Head BME Exchanges and CEO BME
Date 24/09/2024
SIX has appointed Juan Flames as Head BME Exchanges and CEO BME, effective 15th November 2024. He has many years of international experience in the field of capital markets. Juan Flames succeeds Javier Hernani, who will focus his efforts on the business unit Securities Services as a member of the SIX Executive Board, and will remain in the BME Board of Directors.
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CFTC Orders Canadian Imperial Bank Of Commerce To Pay $30 Million For Recordkeeping And Supervision Failures For Firm-Wide Use Of Unapproved Communication Methods
Date 24/09/2024
The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges with Canadian Imperial Bank of Commerce (CIBC), a swap dealer, for failing to maintain and preserve records that were required to be kept under CFTC recordkeeping requirements and failing to diligently supervise matters related to its business as a CFTC registrant.
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A Catalyst: Statement On Qatalyst Partners LP, SEC Commissioner Hester M. Peirce, SEC Commissioner Mark T. Uyeda, Sept. 24, 2024
Date 24/09/2024
Over the last several years, off-channel communications cases have become more prevalent on the Commission’s enforcement docket. We have struggled with these cases. While we supported many of them initially, it was not without deep reservations. Recently, we have objected to the penalties and undertakings in most of these cases. Today’s case against Qatalyst Partners LP[1] illustrates and confirms the reason for our reservations: it does not appear that firms have an achievable path to compliance. Accordingly, we voted no on Qatalyst Partners LP, and urge our colleagues to reconsider our current approach to the off-channel communications issue.
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Eleven Firms To Pay More Than $88 Million Combined To Settle SEC’s Charges For Widespread Recordkeeping Failures - One Additional Firm Will Not Pay A Penalty Because It Self-Reported, Self-Policed, And Demonstrated Substantial Efforts At Compliance
Date 24/09/2024
The Securities and Exchange Commission today announced charges against 12 firms, comprising broker-dealers, investment advisers, and one dually-registered broker-dealer and investment adviser, for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications in violation of recordkeeping provisions of the federal securities laws.
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Recent Views On Monetary Policy And The Economic Outlook, Federal Reserve Governor Michelle W. Bowman, At The 2024 Kentucky Bankers Association Annual Convention, Hot Springs, Virginia
Date 24/09/2024
Good morning. I would like to thank the Kentucky Bankers Association for the invitation to join you today for your annual convention. I appreciate the opportunity to share my views on the U.S. economy and monetary policy before we engage on community banking issues and other matters affecting the banking industry.
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ICE Further Automates Credit Dispute Processing For Servicers With Enhancements To Credit Bureau Management
Date 24/09/2024
Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of technology and data, today announced enhancements that allow the ICE Credit Bureau Management solution to automate the credit dispute process and help servicers save critical time as they work to meet their 30-day reporting obligations under the Fair Credit Reporting Act.
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Change For The Better: The UK Financial Conduct Authority’s Evolving Approach To Enforcement - Speech By Therese Chambers, Joint Executive Director Of Enforcement And Market Oversight, Delivered At AFME Annual European Compliance And Legal Conference
Date 24/09/2024
Key messages:
- We are adapting our approach to enforcement to meet evolving threats and maximise the deterrent effect.
- We are making our investigations faster and more focused to nip financial crime in the bud and send timely signals to markets and consumers.
- Enforcement is just one of our tools – industry cooperation, assertive supervision and intervention powers are also key in dealing with harm.
