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New Zealand Financial Markets Authority: Individual Ordered To Pay Compensation And Pecuniary Penalty For Making False Or Misleading Representations
Date 16/02/2025
Rangi Wyatt Stephen Savage Senior has been ordered to pay compensation of $126,214 to investors and a pecuniary penalty of $142,500 for breaching the Financial Markets Conduct Act 2013 (the FMCA). The High Court judgment follows civil proceedings brought by the Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko.
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Tehran Securities Exchange Weekly Market Snapshot 11 Feb 2025
Date 15/02/2025
Click here to download Tehran Securities Exchange's weekly market snapshot.
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CFTC Commitments Of Traders Reports Update
Date 14/02/2025
The current reports for the week of February 11, 2025 are now available. Report data is also available in the CFTC Public Reporting Environment (PRE), which allows users to search, filter, customize and download report data.
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Gov. Gavin Newsom Appoints Michael Detoy To The CalPERS Board Of Administration
Date 14/02/2025
Gov. Gavin Newsom has appointed Michael Detoy as the local government elected official on the CalPERS Board of Administration.
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SEC Charges One Oak Capital Management And Michael DeRosa With Breaching Fiduciary Duties To Clients
Date 14/02/2025
The Securities and Exchange Commission today filed settled charges against New York-based registered investment adviser One Oak Capital Management LLC, and former One Oak investment adviser representative, Michael DeRosa, for misconduct related to advisory services provided to their retail clients.
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Acting CFTC Chairman Pham Announces Brian Young As Director Of Enforcement
Date 14/02/2025
Commodity Futures Trading Commission Acting Chairman Caroline D. Pham today announced Brian Young will serve as the agency’s Director of Enforcement. Young has been serving in an acting capacity since January 22, and previously was the Director of the Whistleblower Office. He is a distinguished federal prosecutor with nearly 20 years of service at the Department of Justice, including Acting Director of Litigation for the Antitrust Division and Chief of the Litigation Unit for the Fraud Section of the Criminal Division, and has successfully tried some of the most high-profile criminal fraud and manipulation cases in the CFTC’s markets.
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SEC Seeks Candidates For Membership On The Investor Advisory Committee
Date 14/02/2025
The Securities and Exchange Commission is seeking candidates for appointment as members of the SEC’s Investor Advisory Committee, which was established by the Dodd-Frank Wall Street Reform and Consumer Protection Act to help protect investors and improve securities regulation. Candidates will be considered for open at-large membership positions on the committee, as well as for a position as the member who is representative of the interests of senior citizens, as provided in the Act.
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Nigerian Exchange Weekly Market Report For The Week Ended 14 February 2025
Date 14/02/2025
A total turnover of 2.414 billion shares worth N55.512 billion in 80,988 deals was traded this week by investors on the floor of the Exchange, in contrast to a total of 3.051 billion shares valued at N98.350 billion that exchanged hands last week in 72,535 deals.
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SEC Announces 44th Annual Small Business Forum To Impact Capital-Raising Policy
Date 14/02/2025
The Securities and Exchange Commission will host the SEC’s 44th Annual Government-Business Forum on Small Business Capital Formation at SEC Headquarters in Washington, D.C. on April 10 from 1 – 4:30 p.m. ET.
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Deutsche Börse Group: Business Indicators For January 2025
Date 14/02/2025
A summary of Deutsche Börse Group's business indicators for January 2025 is now available on the Deutsche Börse website:
