News Centre

New Award Honors Retired FINRA CEO - Accepting Nominations For Ketchum Prize In Recognition Of Outstanding Service And Research To Advance Investor Protection And Financial Capability In The U.S.

Date 23/11/2016

The FINRA Investor Education Foundation (FINRA Foundation) announced a new prize program today to recognize outstanding service and research to advance investor protection and financial capability in the United States.

Moscow Exchange: Transaction Fee For Flood Control Errors

Date 23/11/2016

On December 1st,  2016 Moscow Exchange starts charging the transaction fee for Flood Control errors.

BME: The 18th Latibex Forum Starts Tomorrow

Date 23/11/2016

• Over 30 companies and 250 intermediaries and investors will come together during this gathering

SimCorp's Integrated Solution Wins Hat Trick Of Industry Awards

Date 23/11/2016

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, has won three industry awards within the last month. Following the honors of being named ‘Best Buy-Side IBOR (Investment Book of Record) Platform’ at the Buy-Side Technology Awards 2016 and ‘European Front to Back Office Provider of the Year’ by Funds Europe, SimCorp has now won ‘Best Fund Accounting, Portfolio Management & Data Platform’ at Data Management Review Awards 2016.

TheCityUK Responds To Productivity Focused Autumn Statement

Date 23/11/2016

Following the Autumn Statement, TheCityUK supports measures taken by Chancellor Philip Hammond to boost productivity and deliver economic stability.

BME And BIG BAN ANGELS Create The First Pre-Market Environment In Spain For Start-Ups - Entrepreneurs And The Spanish Stock Market Operator Launch A Joint Project

Date 23/11/2016

• The pre-market environment will give start-ups access to new investors and an insight into the functioning of the stock market, thereby boosting access to private investment.
• Start-ups wishing to gain access to the pre-market environment must have been operational for 2 years, they must submit their audited accounts over the last 2 financial years, and be seeking investment of between 500,000 and 2 million euros.

European Commission - EU Banking Reform: Strong Banks To Support Growth And Restore Confidence

Date 23/11/2016

The Commission is presenting today a comprehensive package of reforms to further strengthen the resilience of EU banks.

Hong Kong’s Securities And Futures Commission Proposes To Enhance Asset Management Regulation And Point-Of-Sale Transparency

Date 23/11/2016

The Securities and Futures Commission (SFC) today launched a three-month consultation on proposals to enhance the regulation of the asset management industry in Hong Kong to better protect investors’ interests and ensure market integrity.  

Capital And Credit Management: Broker-Dealers Coping With The Pace And Change Of Regulation: Thought Piece From Andrew Powell, Chief Operating Officer, Softek

Date 23/11/2016

In this second instalment of the three part article series focusing on capital and credit management, we explore how broker-dealers are coping with the changes in regulation, the operating models they are having to implement, key trends and future changes.

Dalian Commodity Exchange Rolls Out Measures To Control Market Risks Of Ferrous Products

Date 23/11/2016

On 9th November Dalian Commodity Exchange (DCE) issued two notices, announcing to adjust the trading margins of the metallurgical coke and coking coal futures and the non-intraday trading fee for the iron ore futures, and implement the trading limit system for the metallurgical coke and coking coal futures, which stipulates that the positions of a single futures product taken by a non-futures-company member or client in a single day should not exceed 1,000 contracts, but the positions taken for the hedging trading are not subject to this limit.