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TMX Group Statement On Competition Bureau Announcement

Date 21/11/2016

TMX Group welcomes today's announcement that the Commissioner of Competition has discontinued his investigation into allegations that TMX Group engaged in conduct contrary to the provisions of the Competition Act. TMX Group cooperated fully during the investigation and remains firmly committed to conducting business with integrity in full compliance with the Competition Act and in keeping with our public interest mandate.
Chief Litigation Counsel Matthew C. Solomon To Leave SEC

Date 21/11/2016

The Securities and Exchange Commission today announced that Matthew C. Solomon, the Chief Litigation Counsel for the SEC’s Enforcement Division, will leave the agency early next month.
CFTC Staff Issues Time-Limited Extension Of Swap Data Reporting Relief For Certain Swap Dealers And Major Swap Participants Established Under The Laws Of Australia, Canada, The European Union, Japan Or Switzerland

Date 21/11/2016

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) issued a time-limited no-action letter today that extends relief provided to certain CFTC-registered swap dealers (SD) and major swap participants (MSP) in CFTC Letter No. 15-61.
CFTC Releases Annual Enforcement Results For Fiscal Year 2016 - Agency Filed 68 Enforcement Cases And Achieved $1.29 Billion In Monetary Sanctions Ordered - Highlights Include Successful Bench And Jury Trials, Issuance Of Largest Whistleblower Award, And Significant Cases Brought Pursuant To Dodd-Frank Authority

Date 21/11/2016

The U.S. Commodity Futures Trading Commission (CFTC) today released the agency’s enforcement results for fiscal year (FY) 2016. In the fiscal year that ended in September, the CFTC filed 68 enforcement actions, which addressed a sweeping range of misconduct and market harm, and obtained orders totaling approximately $1.29 billion in restitution, disgorgement, and penalties.
DTCC Adds New Canadian Trade Reporting Capabilities To Its Global Trade Repository Service

Date 21/11/2016

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, announces that its Global Trade Repository (GTR), through its locally registered trade repository, has added trade repository services for Newfoundland and Labrador. With this addition, GTR now supports all Canadian provinces and territories, with existing support for Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Ontario, Quebec, Saskatchewan, Nunavut, Northwest Territories, Prince Edward Island and Yukon.

BISX Launches New Website

Date 21/11/2016

The Bahamas International Securities Exchange (BISX) is pleased and excited to officially announce the launch of its new website. The newly redesigned website is located at www.bisxbahamas.com
Athens Exchange Group: Semi - Annual Review Of ATHEX Index Series - Capping Factors - ATHEX Composite Index

Date 21/11/2016

From the session of Monday November 28th, 2016 are effective all changes in the composition of the ATHEX Index Series in the context of the regular semi-annual review of their composition.
US Treasury’s Federal Insurance Office Releases First Annual Consumer Report

Date 21/11/2016

The U.S. Department of the Treasury’s Federal Insurance Office (FIO) today released its first annual “Report on the Protection of Consumers and Access to Insurance.” The first-of-its-kind report addresses a range of consumer protection issues that are critical to the functioning of a stable and fair insurance marketplace.
Athens Exchange Group: Semi - Annual Review Of ATHEX Index Series

Date 21/11/2016

From the session of Monday November 28th, 2016 are effective all changes in the composition of the FTSE/ATHEX Index Series in the context of the regular semi-annual review of their composition.
Irish Stock Exchange: Winners Of The 2016 Published Accounts Awards Announced

Date 21/11/2016

The winners of the 2016 Published Accounts Awards (PAA) were announced on Friday, 19 November. The Awards, which took place in The Mansion House in Dublin, saw 26 public and private companies, including not-for-profit organisations, compete as finalists across eight distinct award categories.