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WHAT: |
Commissioner Christy Goldsmith Romero will participate on an AI panel at Asian Pacific American Institute for Congressional Studies (APAICS) at the 2024 Legislative Leadership Summit. The panel is titled How AI is Changing the World. |
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WHEN: |
Monday, May 13, 2024 |
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WHERE: |
Walter E. Washington Convention |
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A Crowd Of Angels: Remarks Before The Small Business Capital Formation Advisory Committee, SEC Commissioner Hester M. Peirce, Washington D.C.
Date 06/05/2024
Thank you, Erica. Thank you all for your continued willingness to serve. I look forward to today’s discussions on crowd funding and angel investing, both of which are invaluable to capital formation at early-stage companies. I also look forward to hearing your discussion with Val Szczepanik, head of our Strategic Hub for Innovation and Financial Technology (“FinHub”).
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US Acting Comptroller Of The Currency Issues Statement On Notice Of Proposed Rulemaking On Incentive Compensation
Date 06/05/2024
Acting Comptroller of the Currency Michael J. Hsu today issued the following statement supporting an interagency notice of proposed rulemaking (NPR) on incentive compensation.
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CFTC Commissioner Pham To Speak On NCUA Panel For AANHPI Heritage Month
Date 06/05/2024
WHAT:
Commissioner Caroline D. Pham will speak on a panel titled “AANHPI Heritage Month: A Conversation with AANHPI Financial Regulatory Leaders on Their Inspirational Career Journey” hosted by the National Credit Union Administration.
WHEN:
Tuesday, May 07, 2024
1:00 p.m. (EDT)WHERE:
Virtual Event
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Remarks To The Small Business Capital Formation Advisory Committee, SEC Commissioner Mark T. Uyeda, Washington D.C., May 6, 2024
Date 06/05/2024
Good morning, it is a pleasure to be with you virtually today at the committee’s May meeting. In 1992, Congress enacted a law designating the month of May as Asian/Pacific American Heritage Month. Thus, today’s agenda for the committee is particularly appropriate, given the deep connection between the Asian American and Pacific Islander (AAPI) community and small businesses. According to the U.S. Small Business Administration, there were nearly three million AAPI-owned businesses in 2019. These businesses employed around five million people and generated nearly $990 billion in sales.
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TMX Group Consolidated Trading Statistics - April 2024
Date 06/05/2024
TMX Group Limited today announced April 2024 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), including Alpha-X & Alpha DRK, and Montréal Exchange (MX).
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Prepared Remarks Before The Small Business Capital Formation Advisory Committee, SEC Chair Gary Gensler, Washington D.C., May 6, 2024
Date 06/05/2024
Good morning. I’m pleased to speak with the Small Business Capital Formation Advisory Committee. As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff.
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CFTC Commissioner Goldsmith Romero To Participate On An Artificial Intelligence Panel At The Asian Pacific American Institute For Congressional Studies’ Legislative Leadership Summit
Date 06/05/2024
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Federal Reserve: Senior Loan Officer Opinion Survey On Bank Lending Practices
Date 06/05/2024
Release Dates
Survey of up to eighty large domestic banks and twenty-four U.S. branches and agencies of foreign banks. The Federal Reserve generally conducts the survey quarterly, timing it so that results are available for the January/February, April/May, August, and October/November meetings of the Federal Open Market Committee. The Federal Reserve occasionally conducts one or two additional surveys during the year. Questions cover changes in the standards and terms of the banks' lending and the state of business and household demand for loans. The survey often includes questions on one or two other topics of current interest.
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US Federal Agencies Issue Proposal On Incentive-Based Compensation
Date 06/05/2024
The Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency (OCC), and the Federal Housing Finance Agency (FHFA), have adopted a Notice of Proposed Rulemaking (NPR) to address incentive-based compensation arrangements, as required under section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (section 956). The National Credit Union Administration (NCUA) is expected to take action on the NPR in the near future. The U.S. Securities and Exchange Commission (SEC) has included a rulemaking to implement section 956 on its rulemaking agenda. This NPR is intended to advance stakeholder engagement needed to develop a final incentive-based compensation rule.
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TMX Group Announces Election Of Directors
Date 06/05/2024
TMX Group today announced that the nominees listed in the management proxy circular for the 2024 Annual and Special Meeting of Shareholders were elected as directors of TMX Group Limited. Detailed results of the vote for the election of directors held at the Annual and Special Meeting on Friday, May 3, 2024 are set out below.
