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News Centre
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JPX Monthly Headlines - April 2024
Date 07/05/2024
JPX group companies undertake various initiatives and disseminate information with the aim of providing the most attractive markets to all users.
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ASIC Issues Warning Over Dodgy Cold Calling Operators And Online Baiting Tactics
Date 07/05/2024
ASIC is warning consumers to be wary after an ASIC review identified some cold calling operators using high-pressure sales tactics and online click-bait advertisements to lure consumers into receiving inappropriate superannuation switching advice.
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Shenzhen Stock Exchange Releases The Handbook For Performance Of Duties Of Independent Directors And Audit Committees To Promote The Improvement Of Listed Companies' Governance
Date 07/05/2024
On April 11, 2024, SZSE released the "Handbook for Performance of Duties of Independent Directors and Audit Committees" (hereinafter referred to as the "Performance Handbook"). It aims to further enhance regulatory service capabilities and guide independent directors and audit committees of listed companies in standardizing their performance of duties to improve quality and efficiency, thereby promoting the continuous enhancement of corporate governance of listed companies.
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SIFMA Statement On Incentive Compensation Proposal
Date 06/05/2024
SIFMA issued the following statement from president and CEO Kenneth E. Bentsen, Jr. related to today’s proposal on bank incentive compensation:
“SIFMA agrees with the policy objective to ensure that incentive-based compensation arrangements do not undermine the safety and soundness of financial institutions by encouraging inappropriate risk-taking."
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Deutsche Börse: Unscheduled Component Change In SDAX
Date 06/05/2024
STOXX Ltd. has announced an unscheduled component change in the SDAX index.
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A Crowd Of Angels: Remarks Before The Small Business Capital Formation Advisory Committee, SEC Commissioner Hester M. Peirce, Washington D.C.
Date 06/05/2024
Thank you, Erica. Thank you all for your continued willingness to serve. I look forward to today’s discussions on crowd funding and angel investing, both of which are invaluable to capital formation at early-stage companies. I also look forward to hearing your discussion with Val Szczepanik, head of our Strategic Hub for Innovation and Financial Technology (“FinHub”).
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US Acting Comptroller Of The Currency Issues Statement On Notice Of Proposed Rulemaking On Incentive Compensation
Date 06/05/2024
Acting Comptroller of the Currency Michael J. Hsu today issued the following statement supporting an interagency notice of proposed rulemaking (NPR) on incentive compensation.
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CFTC Commissioner Pham To Speak On NCUA Panel For AANHPI Heritage Month
Date 06/05/2024
WHAT:
Commissioner Caroline D. Pham will speak on a panel titled “AANHPI Heritage Month: A Conversation with AANHPI Financial Regulatory Leaders on Their Inspirational Career Journey” hosted by the National Credit Union Administration.
WHEN:
Tuesday, May 07, 2024
1:00 p.m. (EDT)WHERE:
Virtual Event
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Remarks To The Small Business Capital Formation Advisory Committee, SEC Commissioner Mark T. Uyeda, Washington D.C., May 6, 2024
Date 06/05/2024
Good morning, it is a pleasure to be with you virtually today at the committee’s May meeting. In 1992, Congress enacted a law designating the month of May as Asian/Pacific American Heritage Month. Thus, today’s agenda for the committee is particularly appropriate, given the deep connection between the Asian American and Pacific Islander (AAPI) community and small businesses. According to the U.S. Small Business Administration, there were nearly three million AAPI-owned businesses in 2019. These businesses employed around five million people and generated nearly $990 billion in sales.
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TMX Group Consolidated Trading Statistics - April 2024
Date 06/05/2024
TMX Group Limited today announced April 2024 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), including Alpha-X & Alpha DRK, and Montréal Exchange (MX).