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Remarks At The Roundtable On Trade-Through Prohibitions, Paul S. Atkins, SEC Chairman, Sept. 18, 2025
Date 18/09/2025
Good afternoon, ladies and gentlemen. I am glad to be with you to kick off the afternoon portion of today’s program. Before sharing a few reflections, I should point out that the views I express here are my own and do not necessarily reflect those of the SEC as an institution or of my fellow Commissioners. And of course, I should also like to thank each of our moderators, presenters, and panelists for lending their expertise to the task of examining items in our rulebook that warrant a refresh. We heard some thoughtful exchanges on Regulation NMS this morning. And in just a few moments, we will turn to our next panel on trade-through prohibitions, which is a policy that I have followed closely for several years—and one that I believe very clearly demands a course correction.
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Remarks At The September 18th Investor Advisory Committee Meeting, SEC Commissioner Caroline A. Crenshaw, Washington D.C., Sept. 18, 2025
Date 18/09/2025
Good morning. I’d like to start my remarks today with a welcome to the IAC’s newest members, Rodney, James, John, and Sergio. Thank you all for accepting your nominations and thank you in advance for the time and thoughtful engagement that I know you will bring to the Committee. Your combined years of expertise and diversity of views will be an asset to the Commission on the many important topics that the IAC will tackle during your tenure. Of course, I’d also like to thank the other Committee members who have joined us today.
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The Updated Coefficients For Moscow Exchange Indices To Come Into Force
Date 18/09/2025
The following coefficients for Moscow Exchange indices come into force from September 19, 2025:
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US Office Of The Comptroller Of The Currency Announces Enforcement Actions For September 2025
Date 18/09/2025
The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks), and individuals currently and formerly affiliated with banks the OCC supervises.
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The Ten Year Itch: Remarks At The Roundtable On Trade-Through Prohibitions, SEC Commissioner Hester M. Peirce, Sept. 18, 2025
Date 18/09/2025
Good morning, and thank you all for being here. I will keep my statement short. I recently touched on the trade-through rule in a speech,[1] and I want to give as much time as possible to our impressive panelists. Today’s agenda is packed with panelists and issues for discussion.
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US Office Of The Comptroller Of The Currency Announces Updates To Organizational Structure
Date 18/09/2025
The Office of the Comptroller of the Currency (OCC) today announced a new organizational framework for bank supervision and updates to the structure of its Office of the Chief National Bank Examiner.
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CUSIP Request Volumes For New Corporate Securities Slow In August - Municipal Request Volumes Rise
Date 18/09/2025
CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for August 2025. The report, which tracks the issuance of new security identifiers as an early indicator of debt and capital markets activity over the next quarter, found a monthly decrease in request volume for new corporate identifiers, while monthly request volume for new municipal identifiers rose in August.
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Remarks At The Investor Advisory Committee Meeting, Paul S. Atkins, SEC Chairman, Sept. 18, 2025
Date 18/09/2025
Good morning, ladies and gentlemen. It is a pleasure for me to be with you in person for the first time as Chairman. I have long believed that the Investor Advisory Committee has an important mission to give considered input to the Commission. And I should like to thank you for your dedicated service—especially those of you for whom today marks your first meeting. We are excited by the perspectives that you will bring to the committee—and by the ways in which you will enhance the public dialogue on key issues facing investors.
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Regulating For Growth – The Future Is Now - Speech By Jessica Rusu, UK Financial Conduct Authority Chief Data, Information And Intelligence Officer, Delivered At Merchant Taylors’ Hall, Future Of Fintech 2025
Date 18/09/2025
Key points
- Innovation and technology are central to the FCA’s strategy to support growth and competitiveness, with initiatives like the Supercharged Sandbox and AI Live Testing helping firms safely experiment and test AI.
- The UK remains the leading destination for global fintech investment, and through our new proposals to regulate crypto and the launch of a Scale-up Unit, we’re strengthening the environment for innovative firms to grow and scale.
- Our Smart Data Accelerator is laying the foundation for Open Finance, enabling secure data sharing to unlock better consumer outcomes and drive innovative.
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FIAB Renews Its Governing Bodies After Strengthening Ties At The Ibero-American Stock Exchanges Summit Held In Madrid
Date 18/09/2025
- Member exchanges elect Juan Pablo Córdoba as president, Jorge Alegría as vice president, and Pilar Martínez as chairwoman of the Working Subcommittee during the 52nd General Assembly
- The event, which has brought together more than 250 people over three days, has facilitated the exchange of knowledge and reflections among Ibero-American exchanges
- In the panels of the Annual Meeting, issues such as Artificial Intelligence, regulation, and investment opportunities in Ibero-America have been discussed