FTSE Mondo Visione Exchanges Index:
News Centre
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Changes In The SIX Executive Board
Date 29/01/2025
Executive Board members Javier Hernani, Head Business Unit Securities Services, and Jochen Dürr, Chief Risk Officer, will leave SIX with effect from 1 February 2025. Both have contributed significantly to the further development and international growth of SIX.
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The Japan-Switzerland Financial Dialogue
Date 29/01/2025
On January 28, 2025, the Japan-Switzerland Financial Dialogue was held in Bern by the Financial Services Agency (FSA), Ministry of Finance (MOF), State Secretariat for International Finance, Federal Department of Finance (SIF), and Swiss Finacial Markets Supervisory Authority (FINMA).
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Japan Financial Services Agency: Administrative Action Against AEON Bank, Ltd.
Date 29/01/2025
The Financial Services Agency (hereinafter, "FSA") issued a business improvement order as follows to AEON Bank, Ltd. (corporate number: 1010601032497; hereinafter, the "Bank"), pursuant to the provisions of Article 26 (1) of the Banking Act, today.
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SEC Publishes Annual Staff Report On Nationally Recognized Statistical Rating Organizations
Date 28/01/2025
The Securities and Exchange Commission’s Office of Credit Ratings (OCR) today published its annual Staff Report on Nationally Recognized Statistical Rating Organizations (NRSROs) summarizing the findings of the NRSRO examinations and discussing the state of competition, transparency, and conflicts of interest among NRSROs.
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Scott Bessent Sworn In As 79th Secretary Of The US Department Of The Treasury
Date 28/01/2025
Scott Bessent was sworn in as the 79th Secretary of the Treasury by Supreme Court Justice Brett M. Kavanaugh on January 28, 2025.
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CFTC Commissioner Johnson To Address Commodity Market Council’s Board Of Directors And Executives At 2025 State Of The Industry Conference
Date 28/01/2025
WHAT: Commissioner Kristin N. Johnson to participate in Commodity Market Council’s Board of Directors and Executives Meeting at 2025 State of the Industry Conference and Annual Meeting. WHEN: Sunday, February 2, 2025
4:00 p.m. (EST)WHERE: Fort Lauderdale Marriott Harbor Beach Resort & Spa
3030 Holiday Drive
Fort Lauderdale, FL 33316
Additional Information: Commodity Markets Council | State of the Industry 2025 -
CFTC Commissioner Mersinger To Participate In A Fireside Chat And To Speak On A Panel At The American Bar Association’s Derivatives And Futures Law Winter Committee Meeting
Date 28/01/2025
WHAT:
Commissioner Summer K. Mersinger will participate in a fireside chat and will speak during the Market Structure Developments I panel at the American Bar Association’s Derivatives and Futures Law Winter Committee Meeting.
WHEN:
Friday, January 31, 2025
Panel Discussion:
10:45 a.m. – 11:45 a.m. (EST)
Fireside Chat:
1:20 p.m. – 2:35 p.m. (EST)WHERE:
La Playa Beach & Golf Resort
9891 Gulf Shore DriveNaples, FL 34108
Additional information: Derivatives and Futures Law Winter Committee Meeting 2025 -
CFTC Commissioner Johnson To Speak At ABA Derivatives And Futures Law Winter Committee Meeting
Date 28/01/2025
WHAT:
Commissioner Kristin N. Johnson will participate in a fire-side chat at the American Bar Association’s Derivatives and Futures Law Winter Committee Meeting 2025.
WHEN:
Friday, January 31, 2025
11:45 a.m. (EST)WHERE:
La Playa Beach & Golf Resort
9891 Gulf Shore Drive
Naples, FL 34108
Additional information: Derivatives and Futures Law Winter Committee Meeting 202 -
Alberta Securities Commission: Top Concepts From ScamShield: Investor Protection Challenge Selected To Move Forward
Date 28/01/2025
The Alberta Securities Commission (ASC), in partnership with the Edmonton Police Foundation (EPF) and Edmonton Police Service (EPS), is pleased to provide an update on the ScamShield: Investor Protection Challenge.
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FINRA Publishes 2025 Regulatory Oversight Report - Report Highlights Third-Party Risk Landscape And Other New Topics; Includes Observations About Cybersecurity, Artificial Intelligence, Investment Fraud And Others
Date 28/01/2025
FINRA published today the 2025 FINRA Regulatory Oversight Report—a vital information resource comprising observations from across FINRA’s Member Supervision, Market Regulation and Enforcement programs that member firms can use throughout the year to strengthen their compliance programs. The report reflects FINRA’s commitment to providing transparency to member firms and the investing public about its regulatory observations and activities.
