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  • SEC Files Charges Against Former Lehman Bros. Branch Manager Gruttadauria, Seeks Receiver And Asset Freeze

    Date 21/02/2002

    The Securities and Exchange Commission today filed an action charging Frank D. Gruttadauria, former branch manager for the Cleveland, Ohio, office of Lehman Bros. Inc., with securities fraud. The Commission's complaint alleges that over the last six years, while he worked at two different brokerage firms, Gruttadauria, 44, of Gates Mills, Ohio, stole at least $40 million in the course of defrauding more than 50 clients.

  • Oslo Børs: Opticom - Decision About Daily Fine

    Date 21/02/2002

    Opticom ASA is imposed to pay a daily fine of NOK 500.000 per day from Monday 25 February 2002, where sufficient information about the potential revenue from the Intel agreement is not fully disclosed.

  • KCBT Value Line® Futures Contract Celebrates 20th Anniversary

    Date 21/02/2002

    The Kansas City Board of Trade Value Line® stock index futures contract will be celebrating its 20th anniversary on Mon., February 25. The contract began trading in Kansas City on Feb. 24, 1982.

  • Closure Of Kuala Lumpur Stock Exchange - Saturday, 23 February 2002

    Date 21/02/2002

    The Kuala Lumpur Stock Exchange (KLSE) wishes to announce that the offices of the KLSE Group will be closed in conjunction with Hari Raya Haji on Saturday, 23 February 2002. The offices of the KLSE Group will resume operations on Monday, 25 February 2002.

  • CFTC Recognizes New Exchange for Single-Stock Futures - Island Futures Exchange, LLC (Island)

    Date 21/02/2002

    On February 19, 2002, the Commodity Futures Trading Commission (CFTC) granted contract market designation to Island Futures Exchange, LLC (Island). This is the CFTC's second exchange designation to permit trading of futures contracts on individual securities and narrow-based securities indices (together, security futures products or SFPs) as the CFTC continues with its implementation of the Commodity Futures Modernization Act of 2000 (CFMA) that lifted an almost twenty-year ban on these contract