FTSE Mondo Visione Exchanges Index:
News Centre
-
MIAX Options Exchange - MIAX Product Feed Will Stop Disseminating The SPIKES Index Cash Value On Thursday, January 23, 2025
Date 17/01/2025
The MIAX Options Exchange will stop disseminating the SPIKES Index cash value (symbol: SPIKE) on the MIAX Product Feed (MPF) on Thursday, January 23, 2025.
-
IOSCO Issues Statement Of Support On The IESBA’s International Ethics Standards For Sustainability Assurance
Date 17/01/2025
The Board of IOSCO congratulates the International Ethics Standards Board for Accountants (IESBA) on achieving an important milestone of finalizing their International Ethics Standards for Sustainability Assurance (including International Independence Standards) (IESSA) and Other Revisions to the Code Relating to Sustainability Assurance and Reporting. IOSCO notes the extensive and thorough outreach program conducted by the IESBA throughout the lifecycle of the development of IESSA.
-
Federal Reserve Board Announces It Has Withdrawn From The Network Of Central Banks And Supervisors For Greening The Financial System (NGFS)
Date 17/01/2025
The Federal Reserve Board on Friday announced it has withdrawn from the Network of Central Banks and Supervisors for Greening the Financial System (NGFS).
-
SEC Policy Director Corey Klemmer To Step Down
Date 17/01/2025
The Securities and Exchange Commission today announced that Corey Klemmer will step down from her role as Policy Director, a role she has held since May 2024. She joined the SEC as Corporation Finance Counsel to Chair Gary Gensler in July 2021.
-
Statement On Departure Of SEC Commissioner Jaime Lizárraga: SEC Chair Gary Gensler, SEC Commissioner Hester M. Peirce, SEC Commissioner Caroline A. Crenshaw, SEC Commissioner Mark T. Uyeda
Date 17/01/2025
We want to thank Jaime Lizárraga for his tireless work and commitment to the Commission and its mission. His years of public service have been marked by his dedication to strengthening our capital markets, protecting investors, and promoting sustainable capital formation. We have been fortunate to have him as a colleague.
-
SEC Announces Departure Of Chief Of Staff Amanda Fischer
Date 17/01/2025
The Securities and Exchange Commission today announced the departure of Amanda Fischer, who has served as Chief of Staff since Jan. 1, 2023. She joined the agency as a Senior Counselor to Chair Gary Gensler in June 2021.
-
SEC Charges Digital Currency Group And Soichiro “Michael” Moro, Former CEO Of Genesis Global Capital, For Misleading Investors About Genesis’s Financial Condition
Date 17/01/2025
The Securities and Exchange Commission today announced that Digital Currency Group Inc. (DCG), and Soichoro “Michael” Moro, the former CEO of DCG’s now-defunct subsidiary, Genesis Global Capital LLC, will pay a combined $38.5 million in civil penalties to settle charges for misleading investors about Genesis’s financial condition.
-
New York Attorney General James Secures $106 Million From Vanguard For Failing To Notify Investors Of Changes tT Retirement Funds
Date 17/01/2025
New York Attorney General Letitia James and a bipartisan, multistate coalition of 45 securities regulators, together with the Securities and Exchange Commission (SEC), today secured $106 million from Vanguard Group, Inc., an investment advisory firm, and its subsidiary Vanguard Marketing Corporation. The settlement follows Vanguard’s failure to notify investors of changes to its retirement funds that resulted in higher capital gains tax bills for hundreds of thousands of investors. An investigation by the Office of the Attorney General (OAG) found that Vanguard lowered the minimum requirements on one of its retirement funds without telling investors that the changes would result in higher tax bills. More than 15,000 New York investors were forced to pay capital gains taxes on their retirement accounts that were exponentially higher because of those undisclosed changes. As a result of today’s settlement with the bipartisan coalition led by New York, Connecticut, New Jersey, and the SEC, Vanguard will pay $106 million in restitution to hundreds of thousands of investors.
-
SEC: Vanguard To Pay More Than $100 Million To Resolve Violations Related To Target Date Retirement Funds
Date 17/01/2025
The Securities and Exchange Commission today announced that The Vanguard Group, Inc. will pay $106.41 million to settle charges for misleading statements related to capital gains distributions and tax consequences for retail investors who held Vanguard Investor Target Retirement Funds (Investor TRFs) in taxable accounts. The settlement amount will be distributed to harmed investors.
-
SEC Charges Pennsylvania Investment Adviser Scott Mason With Misappropriating More Than $20 Million From Advisory Clients
Date 17/01/2025
The Securities and Exchange Commission today charged former Pennsylvania-based investment adviser Scott J. Mason, and his companies Rubicon Wealth Management LLC and Orchard Park Real Estate Holdings LLC, with misappropriating more than $20 million from at least 13 Rubicon advisory clients.
