FTSE Mondo Visione Exchanges Index:
News Centre
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Securities Commission Malaysia Release National Sustainability Reporting Framework Guidance To Help Companies’ Board Of Directors Drive Sustainability Reporting
Date 20/01/2025
The Securities Commission Malaysia (SC) today released a simplified guide, ‘Navigating the Transition: A Guide for Boards’ (Board Guide) to support board of directors of companies in adopting the National Sustainability Reporting Framework (NSRF).
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Dalian Commodity Exchange: Announcement On Adjustments To Designated Delivery Warehouses For Iron Ore Futures
Date 20/01/2025
According to the Measures for Designated Delivery Warehouses Management of Dalian Commodity Exchange, the Provisions of Dalian Commodity Exchange on Qualification, Supervision and Management of Designated Delivery Warehouses and other relevant provisions, it is deceided upon discussion to:
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Shenzhen Stock Exchange Market Bulletin, January 17, 2025, Issue 3
Date 20/01/2025
Click here to download Shenzhen Stock Exchange's market bulletin, issue 3.
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ASIC And APRA Host Superannuation CEO Roundtables To Discuss Climate Risk
Date 20/01/2025
ASIC and APRA have released a public note from two joint Superannuation CEO Roundtables held on 25 November 2024 and 5 December 2024.
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SEC Chair Gary Gensler’s End Of Term Video
Date 18/01/2025
Montage of Video Clips:
I got to give props to the SEC.
We are getting some breaking news here on GameStop.
This hearing is entitled GameStopped.
But, there are dark pools.
We have 58% of American households that are invested in the stock market.
Our agency put out an agenda–50 or 55 items on it.
Lowering risk in the system in the U.S. Treasury markets.
What are these now, half-penny increments we might be experiencing?
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Tehran Securities Exchange Weekly Market Snapshot, 15 January 2025
Date 18/01/2025
Click here to download Tehran Securities Exchange's weekly market snapshot.
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SEC Announces Departure Of Acting Enforcement Director Sanjay Wadhwa
Date 17/01/2025
The Securities and Exchange Commission today announced that Sanjay Wadhwa, the Acting Director of the Division of Enforcement, will depart the agency, effective January 31, 2025, after more than 21 years of service with the Commission.
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One Last Note To SEC Staff, SEC Chair Gary Gensler, Jan. 17, 2025
Date 17/01/2025
All,
It has been an honor of a lifetime to serve alongside you at this remarkable agency.
You, the SEC staff, are amongst some of the most professional and productive that I’ve worked with in my life—whether on Wall Street, in government, or in academia. Though I best not pick a favorite among the many roles in which I’ve had the privilege to serve, a distinguishing feature of this agency and you the staff is just how clearly you know, understand, and are truly dedicated to the agency’s mission.
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SEC Charges Arete Wealth Broker-Dealer And Advisory Firms, Their Chief Compliance Officer, And Several Representatives In Connection With Illegal Securities Offering - One Additional Individual Agreed To Resolve The SEC’s Charges For Unregistered Broker Activity
Date 17/01/2025
The Securities and Exchange Commission today announced charges against Joey Miller, Jeff Larson, and Randy Larson, formerly dually registered personnel with Arete Wealth Management LLC, a broker-dealer, and Arete Wealth Advisors LLC, an affiliated investment adviser, for fraud, registration violations, and aiding and abetting Arete Wealth Management’s recordkeeping violations. The SEC also charged Arete Wealth Advisors and its Chief Compliance Officer and General Counsel, UnBo (Bob) Chung, with various violations of the federal securities laws related to a coverup of the representatives’ allegedly fraudulent conduct and other compliance failures, and charged Arete Wealth Management with recordkeeping violations.
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US Justice Department Recovers An Additional $20M In Misappropriated 1MDB Funds
Date 17/01/2025
The Justice Department announced today that it has reached an agreement to recover an additional $20 million in misappropriated 1Malaysia Development Berhad (1MDB) funds. In June 2024, the department announced it has already recovered and returned and assisted in returning to Malaysia approximately $1.4 billion.
