News Centre

SGX Securities Welcomes The Listing Of Lion-China Merchants Emerging Asia Select Index ETF

Date 11/12/2024

SGX Securities today welcomed the listing of Lion-China Merchants Emerging Asia Select Index ETF, managed by Lion Global Investors (LGI). This ETF is designed to track the growth of four of Asia’s most vibrant emerging economies, namely India, Malaysia, Indonesia and Thailand (IMIT). It aims to provide investors with a targeted opportunity to benefit from the economic potential of these markets. 

New Zealand Financial Markets Authority Cancels Auditor’s Licence To Carry Out FMC Audits For Multiple Failures

Date 11/12/2024

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has cancelled the New Zealand licence of Sydney based auditor, Mr Sam Danieli, to carry out FMC audits in New Zealand. Mr Danieli’s licence was issued by the FMA under the Auditor Regulation Act 2011 (the AR Act). New Zealand allows recognition of Australian based auditors under the Trans-Tasman Mutual Recognition Act 1997 (the TTMRA).

Cboe Global Markets Announces Date Of Fourth-Quarter 2024 Earnings Release And Conference Call

Date 10/12/2024

Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, will announce its financial results for the fourth quarter of 2024 before the market opens on Friday, February 7, 2025. A conference call with remarks by the company's senior management will begin at 7:30 a.m. CT (8:30 a.m. ET).

Global Exchanges See Optimistic Outlook As FTSE Mondo Visione Index Rises 2.6% In November

Date 10/12/2024

As 2024 draws to a close, the global exchange sector continues to demonstrate resilience and growth, driven by robust business models, increased trading activity, and strategic advancements. Exchanges are benefiting from a rise in non-trading revenues, equity and derivatives trading, and IPO volumes, setting an optimistic tone for the year ahead.

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date November 29, 2024

Date 10/12/2024

At the end of the settlement date of November 29, 2024, short interest in 3,065 Nasdaq Global Market^SM securities totaled 11,857,580,215 shares compared with 11,973,515,318 shares in 3,070 Global Market issues reported for the prior settlement date of November 15, 2024. The end-of-November short interest represents 2.36 days compared with 2.25 days for the prior reporting period.

NYSE Group Consolidated Short Interest Report

Date 10/12/2024

NYSE today reported short interest as of the close of business on the settlement date of November 29, 2024.

Remarks At The Meeting Of The Investor Advisory Committee, SEC Commissioner Mark T. Uyeda, Washington D.C., Dec. 10, 2024

Date 10/12/2024

Good morning and welcome to the final Investor Advisory Committee meeting of 2024. This year has been one of transition for the Committee. There were changes in Committee leadership, a large number of Committee members completed their terms and left the Committee, and five new Committee members were appointed. This year, the Commission reformed the IAC selection process to foster greater continuity of Committee membership by staggering terms, which is intended to limit turnover to no more than 25% in any given year.

Opening Statement Of CFTC Commissioner Christy Goldsmith Romero, Meeting Of The CFTC Market Risk Advisory Committee

Date 10/12/2024

I am pleased to welcome back the members of the Market Risk Advisory Committee (MRAC).  I very much appreciate your service. I also welcome our distinguished speakers today.  I am so pleased to see Commissioner Johnson leading today’s meeting and want to thank her for bringing us together today and for her sponsorship of MRAC.

Opening Statement Of CFTC Commissioner Kristin N. Johnson Before The Market Risk Advisory Committee Meeting

Date 10/12/2024

Introduction

Good morning and welcome to the final meeting of the Market Risk Advisory Committee (MRAC) for 2024. I am delighted to have you all here, in person and virtually, to continue the thoughtful conversations and important developments of the Committee to advance a number of potential risks facing the futures and derivatives markets. Today, we continue the long tradition of this Committee’s engagement with the Commission, its valuable insight into the concerns that shape the stability and integrity of global derivatives markets, and its collaboration toward developing ways that the industry and the Commission can prepare for and mitigate the most critical risks facing our markets today. The work of this Committee influences the creation of regulation, industry standards, and best practices that govern global derivatives markets. The Committee provides valuable thought leadership on critical issues that impact citizens and businesses in every corner of the world by shaping the direction of the development of markets.

Ontario Securities Commission Publishes Compliance Review Findings And Guidance For Crypto Asset Trading Platforms

Date 10/12/2024

The Ontario Securities Commission (OSC) published its findings from a focused compliance review of crypto asset trading platforms (CTPs). OSC Staff Notice 33-757 Review of Restricted Dealer Crypto Asset Trading Platforms’ Compliance with the Account Appropriateness, Investment Limits and Client Limits Requirements summarizes the OSC’s findings from the review and provides guidance to help CTPs in meeting their regulatory obligations.