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  • Cattywampus: Statement On The CAT Concept Release, SEC Commissioner Hester M. Peirce, April 16, 2026

    Date 16/04/2026

    Today, the Commission issued a long-awaited concept release as part of its comprehensive review of the Consolidated Audit Trail (“CAT”). I hope that the comments we receive will meaningfully inform the Commission’s reassessment of the troubled and troubling CAT and prompt a broader reconsideration of our approach to financial surveillance.  

  • Canadian Securities Administrators - Investor Alert: Ramp-And-Dump Scams Surge As Fraudulent “Investment Groups” Target Unsuspecting Investors

    Date 16/04/2026

    The Canadian Securities Administrators (CSA) is warning Canadians about fraudulent investment groups being promoted on social media that could be running a stock price manipulation scam called a “ramp and dump.”

  • Bank Of England, UK Financial Conduct Authority: Artificial Intelligence Consortium Minutes – February 2026

    Date 16/04/2026

    The Artificial Intelligence Consortium (AIC) provides a platform for public-private engagement to further dialogue on the capabilities, development, deployment, use, and potential risks of artificial intelligence (AI) in UK financial services. As stated in the AIC’s Terms of reference, the views expressed by the members in these minutes and any subsequent outputs do not reflect the views of their institutions, the Bank of England (Bank) or the Financial Conduct Authority (FCA). The activities, discussions, and outputs of the members should not be taken as an indication of future policy by the Bank or FCA.

  • SEC Seeks Public Comment On The Consolidated Audit Trail And Other Audit Trails And Data Sources

    Date 16/04/2026

    The Securities and Exchange Commission today issued a concept release soliciting public comment in support of a comprehensive review of the Consolidated Audit Trail (CAT) and other audit trails and related data sources currently used in the regulation of U.S. securities markets. The concept release seeks comment on topics including, but not limited to, CAT funding and cost management, the regulatory purpose of the CAT, the structure and governance of the CAT, the design and scope of the CAT, and the cybersecurity and data privacy of the CAT and other audit trails and related data sources, as well as comments regarding the appropriate balance between privacy and confidentiality considerations, civil liberties protections, and regulatory need.

  • The EBA Seeks Feedback On 4.3 Draft Technical Package Of Its Reporting Framework

    Date 16/04/2026

    The European Banking Authority (EBA) today published a draft technical package for version 4.3 of its reporting framework, covering anti-money laundering (AML) and third country branches (TCB) reporting. This early release is intended to support reporting entities in preparing for upcoming changes ahead of the final publication, scheduled for June 2026. The EBA The EBA invites stakeholders to provide feedback on both the draft technical package and the accompanying glossary.

  • Amman Stock Exchange Weekly Summary

    Date 16/04/2026

    The average daily trading volume for the period 12/04 – 16/04 reached JD (17.0) million compared to JD (14.0) million for the last week, a increase of (21.7%). The total trading volume during the week reached JD(85.0) million compared to JD (69.8) million during the last week. Trading a total of (25.1) million shares through (21805) transactions.

  • Opening Remarks At The Options Market Structure Roundtable, Jamie Selway, Director, SEC Division Of Trading And Markets, April 16, 2026

    Date 16/04/2026

    Thank you, Commissioners Peirce and Uyeda, for your remarks today and for your engagement on options market structure. In particular, I’d like to credit Commissioner Peirce with the idea of this roundtable. Her advocacy and leadership on options helped make today possible, and her intellectual curiosity, passion for our work, and dedication to core Commission principles regularly make our Division better.

  • India Derivatives Markets Forum, April 16, 2026, Opening Remarks, Scott O’Malia, ISDA Chief Executive

    Date 16/04/2026

    Good morning and welcome.

    This is the third year we’ve run the India Derivatives Markets Forum, and the number of people attending has grown each year, which is terrific. Thank you for coming today, and thanks to OSTTRA for sponsoring.

  • Commencement Of Trading Of PREMIA Properties’ New Bond On The Athens Exchange

    Date 16/04/2026

    The Athens Exchange today welcomed the management, executives, and partners of PREMIA Properties on the occasion of the listing of the company’s new bond issuance. The Chairman, Mr. Ilias Georgiadis, and the Chief Executive Officer, Mr. Kostas Markazos, officially rang the opening bell to commence the trading session.

  • The EBA Observes An Increase Of High Earners In The EU In 2024

    Date 16/04/2026

    The European Banking Authority (EBA) today published its 2024 Dashboard on high earners. The data shows an increase in the number of individuals in EU banks earning more than EUR 1 million. The Report also confirms that gender imbalance persists, with high‑paid positions still predominantly held by men in both credit institutions and investment firms.

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