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Closure Of Kuala Lumpur Stock Exchange - Market Holidays

Date 21/11/2003

Due to enquiries received on the closure of the Kuala Lumpur Stock Exchange (KLSE) in conjunction with Hari Raya Aidil Fitri, KLSE would like to clarify as follows :
Changes On The UK's Financial Services Authority Board

Date 21/11/2003

Deirdre Hutton has today been re-appointed to a third term as a non-executive Board Director of the Financial Services Authority (FSA). The three year term takes effect from 11 December 2003.
CERT Roundtable - Barbara Stymiest's CEO Of TSX Group Opening Remarks

Date 21/11/2003

Please click here for CERT Round Table Introductory remarks by Barbara Stymiest, CEO, TSX Group.
California Treasurer Angelides And New York Comptroller Hevesi, Joined By Nine Other State Financial Officers And Pension Fund Chiefs, Urge SEC Chairman Donaldson To Complete Reforms Of The New York Stock Exchange - Angelides, Hevesi And Others Say Plan P

Date 21/11/2003

California Treasurer Angelides And New York Comptroller Hevesi, joined by nine other State financial officers and pension fund chiefs, have urged SEC Chairman Donaldson to complete reforms of the New York Stock Exchange. Please click here for full details.
Tokyo Stock Exchange: Deliverable Bonds And Conversion Factors Of JGB Futures (5-year, 10-year & 20-year) As Of November 20, 2003

Date 20/11/2003

The deliverable bonds and conversion factors of JGB Futures (5-year, 10-year & 20-year) can be accessed by clicking here and here.

SWX Swiss Exchange - Ad Hoc Publicity: Preliminary Investigation Of The Swatch Group Ltd Stayed

Date 20/11/2003

On 8 August 2003, the SWX Swiss Exchange announced that it had initiated a preliminary investigation of The Swatch Group Ltd with regard to a potential violation of Art. 72 of the Listing Rules ("Ad hoc publicity"). On the basis of this preliminary investigation, the SWX has concluded that The Swatch Group Ltd did not breach the provisions governing ad hoc publicity. The SWX has therefore stayed the proceeding.
Stockbroking Members Pass Key Resolutions To Demutualise Kuala Lumpur Stock Exchange

Date 20/11/2003

Stockbroking members of the Kuala Lumpur Stock Exchange (KLSE) passed two key resolutions at an Extraordinary General Meeting (EGM) held today.
SEC: Founders Of PBHG Funds And Pilgrim Baxter & Associates Charged With Fraud In Connection With Market Timing Of PBHG Funds

Date 20/11/2003

The Securities and Exchange Commission today announced the filing of a civil injunctive action in the United States District Court for the Eastern District of Pennsylvania against Gary L. Pilgrim, of Malvern, Pa., Harold J. Baxter, of Berwyn, Pa., and Pilgrim Baxter & Associates, Ltd. (Pilgrim Baxter), a registered investment adviser headquartered in Wayne, PA, charging them with fraud and breach of fiduciary duty in connection with market timing of the PBHG Funds. Pilgrim was the President, Chi
Program Trading Averaged 39.5 Percent Of NYSE Volume During Nov. 10-14

Date 20/11/2003

The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Nov. 10-14.
NYSE Seat Sale

Date 20/11/2003

A regular seat was sold on the New York Stock Exchange on Thursday, Nov. 20, 2003 for $1,500,000, unchanged from the previous regular seat sale of $1,500,000 on Nov. 18, 2003.