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CBOE To Commemorate September 11th

Date 10/09/2003

On Thursday, September 11, the Chicago Board Options Exchange (CBOE) will observe four separate minutes of silence in tribute to those who lost their lives on September 11, 2001.
Bell Ringing Ceremony To Commemorate September 11th Tragedies At The Chicago Stock Exchange

Date 10/09/2003

Lieutenant Colonel Huston, current Inspector-Instructor, 2nd Battalion, 24th Marines in Chicago, IL, will join executives from the Chicago Stock Exchange (CHX) to ring the opening bell in remembrance of the September 11th, 2001 tragedies. Lieutenant Colonel Huston is responsible for training, maintaining, and deploying the region's Marine reserves
American Stock Exchange Announces Two Additions To The Senior Management Team

Date 10/09/2003

The American Stock Exchange (Amex) announced today that David Harris has been appointed Senior Vice President of Strategic Planning and Anthony Opiatowski has been appointed Vice President of Project Advisory Services.
Sydney Futures Exchange: Equities Update August 2003

Date 09/09/2003

Please click here to view the Sydney Futures Exchange Equities Update for August 2003.
Statement Of SEC Spokesman - New York Stock Exchange

Date 09/09/2003

At 4:45 p.m. today, the Commission received information from the New York Stock Exchange sent in response to a September 2, 2003, letter from SEC Chairman William H. Donaldson to H. Carl McCall, Chairman of both the NYSE Human Resources and Compensation Committee and the Special Committee on Governance. The September 2nd letter requested information about the NYSE's governance structure and procedures related to the compensation package announced on August 28, 2003 for NYSE Chairman and Chief Ex

SEC Files Regulation FD Charges Against Schering-Plough Corporation And Its Former Chief Executive - Company Agrees To Pay $1 Million Penalty - Former Chief Executive Agrees To Pay $50,000 Penalty

Date 09/09/2003

The Securities and Exchange Commission today filed a complaint in federal court and issued a related administrative order charging Schering-Plough Corporation, a pharmaceutical company headquartered in Kenilworth, New Jersey, with violating the disclosure requirements of Regulation FD and Section 13(a) of the Securities Exchange Act of 1934. In settling the charges, Schering agreed to pay a $1 million civil penalty and to cease and desist from committing such violations in the future. In the adm
Response To SEC Regarding NYSE Chairman Richard A. Grasso Contract And Compensation

Date 09/09/2003

Please click here to view the response to the SEC Regarding NYSE Chairman Richard A. Grasso contract and compensation.
Pacific Exchange Seeks Moratorium On Exclusive Options

Date 09/09/2003

The Pacific Exchange (PCX) today released a letter it sent to the Securities and Exchange Commission this past week, asking for a moratorium on the exclusive listing of any new index options products. The PCX letter also supports the petition, filed recently by the International Securities Exchange, asking the SEC to prohibit any exchange from being a party to an exclusive or preferential agreement to trade index options.
OneChicago Will Observe One-Minute Moments Of Silence September 11

Date 09/09/2003

OneChicago, LLC will observe the one-minute moments of silence on Thursday in conjunction with the September 11 memorial activities planned at the New York Stock Exchange.
NYSE Media Briefing Regarding SEC Request

Date 09/09/2003

NYSE Chairman & CEO Dick Grasso and Chairman of the NYSE Committee on Compensation H. Carl McCall discuss and release the NYSE's correspondence to SEC Chairman William H. Donaldson.