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Nasdaq Liffe Markets Announces Senior Staff Promotions - Patrick Fay & Linas Jucas Promoted

Date 28/11/2002

Nasdaq Liffe Markets, LLC (NQLX) announced yesterday the promotions of two senior staff, Patrick Fay and Linas Jucas.
KLSE Issues Clarification On Requirements For Directors

Date 28/11/2002

Kuala Lumpur Stock Exchange (KLSE) has amended its Listing Requirements relating to directors and the signatory to the statutory declaration accompanying annual audited accounts of public listed companies.
HKEx: Changes Of Designated Securities For Short Selling

Date 28/11/2002

The Stock Exchange of Hong Kong Limited announces the list of Designated Securities for short selling, which will take effect on Friday, 29 November 2002, has been revised subsequent to the news release issued on 21 November 2002 regarding the changes.
Copenhagen Stock Exchange Supports The Listed Companies' Use Of Market Maker Agreements

Date 28/11/2002

The Copenhagen Stock Exchange has established a number of qualitative as well as quantitative requirements that companies admitted to the coming MidCap+ and SmallCap+ segments must meet. One of them is a narrow spread (the difference between the best bid and best offer price) and another is frequent quotes (order coverage). The objective is to add liquidity to the share.
Closure Of Kuala Lumpur Stock Exchange

Date 28/11/2002

The Kuala Lumpur Stock Exchange (KLSE) wishes to announce that the offices of the KLSE Group will be closed from Thursday, 5 December 2002 to Saturday, 7 December 2002 in conjunction with Hari Raya Aidil Fitri.

ASX: RBA Releases Draft Financial Stability Standards

Date 28/11/2002

The Reserve Bank of Australia today released for public consultation a major policy statement dealing with the management of systemic risk in Australia's clearing and settlement systems. ASX welcomes this statement as a landmark development in the Australian financial system and expresses its appreciation to the RBA for the constructive consultation that has preceded its release.
"Troika Dialog" President Irina Ikonnikova Appointed RTS Settlement Committee Head

Date 28/11/2002

At its meeting earlier this week the RTS Settlement Committee has appointed "Troika Dialog" President Ms. Irina Ikonnikova the Head of the RTS Settlement Committee.
US Corporate Governance Fails To Meet Canadian Standards - Canada Should Not Be So Inextricably Linked That We Need To Match US "Mistake For Mistake", Says TSX CEO

Date 27/11/2002

TSX Group CEO Barbara Stymiest today warned that, "the U.S. Sarbanes-Oxley legislation appears to be off the rails and that the rules and regulations designed to attract and protect investors do not meet the standards already in place in Canada."
SEC: Chief Of Staff Mark Radke To Leave Commission

Date 27/11/2002

SEC Chairman Harvey Pitt announced today that Chief of Staff Mark Radke is leaving the SEC to return to the private sector. Radke, formerly a lawyer in private practice, joined the SEC in August, 2001.
NYSE Member Firms Report Third-Quarter 2002 Results

Date 27/11/2002

New York Stock Exchange member firms that conduct business with the public reported third-quarter 2002 after-tax profits of $564 million and revenues of $35.62 billion, a 39.3 percent increase and 18.4 percent decline, respectively, compared to $405 million in after-tax profits on revenues of $43.64 billion in third-quarter 2001. In the first nine months of 2002, the firms reported after-tax profits of $3.82 billion on revenues of $113.17 billion, compared with $4.93 billion on revenues of $152.