FTSE Mondo Visione Exchanges Index:
News Centre
-
Date 16/10/2003
The Archipelago Exchange Calls For Reform Of The New York Stock Exchang - Jerry Putnam, CEO Of World's Largest Electronic Stock Exchange, Testifies To Congress In Favor Of Market Structure Changes Centered On Competition, Customer Choice
In testimony to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises on October 16, 2003, Jerry Putnam, CEO of the Archipelago Exchange (ArcaEx), called for pro-competitive changes in the listed marketplace and an end to the NYSE monopoly. Putnam drew parallels to the mid-1990's Nasdaq scandal and the ultimate reform of the OTC marketplace that opened the door to innovation, competition and an improved and dynamic OTC market. He testified that reform of the Inter-M
-
Date 16/10/2003
SGX Admits Leggenda Investimento As Member
Singapore Exchange Limited (SGX) today announced that it will admit Leggenda Investimento Pte Ltd as a Commercial Associate Member (Introducing/Executing Broker) in its derivatives market with effect from 24 October 2003.
-
Date 16/10/2003
Program Trading Averaged 37.9 Percent Of NYSE Volume During Oct. 6-Oct. 10, 2003
The New York Stock Exchange today released its weekly program trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Oct. 6-Oct. 10, 2003.
-
Date 16/10/2003
Philadelphia Stock Exchange Chairman Testifies At Congressional Hearing On Market Structure - "Calls On SEC To Strengthen The Market Through Enhanced Competition Via Regional Exchanges"
Meyer S. "Sandy" Frucher, Chairman and CEO of the Philadelphia Stock Exchange, testified today before the House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, addressing a range of market structure issues and the vital role that regional exchanges play in promoting competition and ensuring investor protection.
-
Date 16/10/2003
NZX Finalises NZSX Index Family
New Zealand Exchange Limited (NZX) wishes to advise that it has finalised the makeup and structure of the remaining NZSX indices, the NZSX 10, the NZSX MidCap, the NZSX SCI (Small Cap) and the NZSX All.
-
Date 16/10/2003
NYSE Informs Specialist Firms Of Planned Disciplinary Action - Systems Software Being Implemented To Deter Improper Trading
The New York Stock Exchange Enforcement Division has informed five specialist firms that it has determined to bring disciplinary action against them. The actions will allege failure to comply with fundamental Exchange auction market rules and policies and applicable securities regulations during a three-year period from Jan. 1, 2000 through Dec. 31, 2002. The Exchange will also seek substantial fines and improvements in the self-monitoring and compliance practices of specialist firms, as well a
-
Date 16/10/2003
NYSE Holds Media Briefing Conference Call Regarding Planned Disciplinary Actions Against Five Specialist Firms
Catherine R. Kinney, executive vice chairman, president and Co-COO, Edward Kwalwasser, group executive vice president of Regulation, and David Doherty, executive vice president of Enforcement answer questions regarding planned disciplinary actions to be brought against five specialist firms.
-
Date 16/10/2003
New York AG And SEC Bring Criminal And Civil Actions Against Mutual Fund Executive
New York State Attorney General Eliot Spitzer and the Securities and Exchange Commission today announced the arrest, conviction, and lifetime industry bar of James P. Connelly, Jr., former Vice Chairman and Chief Mutual Fund Officer of Fred Alger & Company, Inc., a prominent mutual fund firm.
-
Date 16/10/2003
National Stock Exchange Of Lithuania Third Quarter 2003 Bulletin
Please click here for the National Stock Exchange of Lithuania bulletin for the third quarter of 2003.
-
Date 16/10/2003
NASDAQ President And CEO Robert Greifeld Speech On Market Structure, Competition And The Greater Good For Investors
NASDAQ President and CEO Robert Greifeld spoke yesterday at the National Press Club Morning Newsmaker on market structure, competition and the greater good for investors
- First
- Previous
- 18416
- 18417
- 18418
- 18419
- 18420
- 18421
- 18422
- 18423
- 18424
- 18425
- 18426
- 18427
- 18428
- 18429
- 18430
- 18431
- 18432
- Next
- Last