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Daniel J. Ludeman Elected Securities Industry Association Chairman; James P. Gorman Named Chairman-Elect; Douglas E. Hill, Stephen M. Lessing, And Ellyn A. Mccolgan Elected To Be Vice Chairs; James D. Price Continues As Treasurer
Date 04/11/2004
The board of directors of the Securities Industry Association today elected Daniel J. Ludeman as the trade association's chairman for 2005. Ludeman is president and chief executive officer of Wachovia Securities, LLC. Ludeman succeeds Richard E. Thornburgh, vice chairman of the Executive Board of Credit Suisse First Boston and a member of the Executive Board at Credit Suisse Group. Thornburgh will continue to serve on SIA’s board in 2005 as immediate past chairman. James P. Go
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Committee Of European Securities Regulators Publishes The Results Of Investigations Of Mis-Practises In The European Investment Fund Industry
Date 04/11/2004
CESR publishes today the results of a report (Ref. CESR/04-407) which sets out the findings of CESR members following their investigations into the possibility of abusive mis-practises such as, late trading or market timing practices in the European investment fund industry.
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CMS WebView TDI Feed Agreement
Date 04/11/2004
CMS WebView plc (CMS), an international systems and software provider, and Radianz, the leading global provider of financial connectivity services, today announced that CMS will make available its TDI™ Feed of real-time futures and options data through Radianz’s shared market infrastructure.
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CBOT Fed Watch - November 3 Market Close
Date 04/11/2004
In advance of next week's Federal Open Market Committee meeting on November 10, the Chicago Board of Trade will be reporting daily rate change probabilities in the FOMC's federal funds target rate, as indicated by the CBOT® 30-Day Federal Funds futures contract. The CBOT 30-Day Federal Funds futures contract is a key benchmark interest rate barometer that reflects the forward overnight effective rate for excess reserves that are traded among commercial banks in the U.S. federal funds market.
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CBOE And CFE Thanksgiving Holiday Trading Schedule
Date 04/11/2004
The Chicago Board Options Exchange (CBOE) today announced the following trading schedule in observance of the Thanksgiving day holiday for CBOE and the CBOE Futures Exchange (CFE):
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Bursa Malaysia Securities Berhad Update In Kuala Lumpur Syariah Index (KLSI) Components
Date 04/11/2004
Bursa Malaysia Securities Berhad (Bursa Securities) is updating the component stocks of the Kuala Lumpur Syariah Index (KLSI) in line with the revised list of approved securities issued by the Syariah Advisory Council of the Securities Commission on 29 October 2004. The component stocks update to the KLSI will come into effect on Monday, 22 November 2004.
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Sverre Lilleng Appointed Head Of The Surveillance Section At Oslo Børs - Sverre Lilleng (47) Has Been Appointed Head Of The Surveillance Section Of Oslo Børs And Joins The Oslo Børs Senior Management Team.
Date 03/11/2004
Lilleng is a law graduate of the University of Oslo, and has been head of the Market Surveillance department at Oslo Børs since 1998. Prior to joining Oslo Børs he was Chief Public Prosecutor at Økokrim (the Norwegian National Authority for Investigation and Prosecution of Economic and Environmental Crime), and his previous experience includes working as a police inspector and an assistant judge.
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Statement Regarding Milton Cohen: U.S. Securities And Exchange Commission
Date 03/11/2004
h1>Statement Regarding Milton Cohen U.S. Securities and Exchange Commission William H. Donaldson, Chairman Cynthia A. Glassman Harvey J. Goldschmid Paul S. Atkins Roel C. Campos Washington, D.C. Tuesday, November 2, 2004 The Commission notes with great sadness the death on Saturday, October 30, of Milton Cohen, one of the seminal figures in the history of the S.E.C. In a professional career that spanned seven decades, Mr
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RTS Stock Exchange Order-Driven Market
Date 03/11/2004
For the week of October 25th – October 29th, 2004, the total trading volume of direct and indirect transactions (including REPO transactions) increased by 33% and reached 20 945 million rubles. Internet trading accounted for 22% of total trading volume, down from 43% the week before. 15 731 transactions were executed.
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RTS Stock Exchange November Holiday Trading Schedule
Date 03/11/2004
Due to an official holiday of November 7th, 2004, the RTS Stock Exchange will be closed from November 6th to November 8th, 2004. On November 5th and November 9th 2004 markets will work as usual.
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