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SEC Holds 24th Annual Small Business Capital Formation Forum With Advisory Committee Meeting

Date 15/08/2005

The Securities and Exchange Commission's annual Small Business Capital Formation Forum will be held in conjunction with a meeting of the Commission's Advisory Committee on Smaller Public Companies, Sept. 19-20, 2005 in San Francisco.
SEC Charges Four Brokers And Day Trader In Fraudulent "Squawk Box" Scheme

Date 15/08/2005

The Securities and Exchange Commission today charged four brokers and a day trader with cheating investors through a fraudulent scheme that used squawk boxes to eavesdrop on the confidential order flow of major brokerages so they could "trade ahead" of large orders at better prices.
Osaka Securities Exchange: Abolishment Of Rules For Tokurei-meigara (Change In Trading Hours)

Date 15/08/2005

As of Monday, August 15, 2005, special rules for Tokurei-meigara (some representative issues selected from among the stocks listed on the 1st section, trading of which opens 10 minutes early at 8:50 JST) is abolished and trading of all the stocks listed on OSE starts at 9:00 JST.
NZX Welcomes Vector To NZSX Market

Date 15/08/2005

New Zealand Exchange Limited (NZX) is pleased to welcome Vector Limited (Vector) to the NZSX Market today.
NYSE Regulation Fines Merrill Lynch $10 Million For Failure To Deliver Customer Prospectuses, Among Other Supervisory And Operational Failures

Date 15/08/2005

New York Stock Exchange Regulation today announced Merrill Lynch, Pierce, Fenner & Smith, Incorporated (“Merrill Lynch”) has agreed to a $10 million fine and a censure to settle disciplinary actions taken for failure to deliver prospectuses and product descriptions to customers, as well as other supervisory and operational lapses.

NYSE Media Statement Regarding Downey Financial Corp. (DSL)

Date 15/08/2005

In view of the unusual market activity in Downey Financial Corp.’s stock the New York Stock Exchange has contacted the company and requested that the company issue a public statement indicating whether there are any corporate developments which may explain the unusual activity.
NYSE Announces Second-Quarter 2005 Financial Results - Net Income Increased 161.7% Over Year-Ago Quarter

Date 15/08/2005

The New York Stock Exchange (NYSE) today reported net income of $13.0 million for the quarter ended June 30, 2005, compared to $5.0 million in the year-ago quarter and $26.0 million for the first quarter of 2005. These results reflect the restatement of NYSE’s financial earnings dating back to 2002 that were announced in the NYSE Group’s draft S-4 Registration Statement filed with the SEC on July 21, 2005.
Nymex Seat Sales – Bids & Offers

Date 15/08/2005

Seat Sales – Bids & Offers Membership Quotes Updated on August 12, 2005 at 1:20 PM ET NYMEX DIVISION Membership Seat As of 08/05/2005
Macquarie Group: Notification Regarding The London Stock Exchange

Date 15/08/2005

In accordance with the provisions of the City Code on Takeovers and Mergers in the UK (the "City Code"), The Macquarie Group and its specialist listed and unlisted funds ("Macquarie") note the recent press speculation surrounding a potential bid for the London Stock Exchange Plc. Macquarie, as is always the case, is considering a number of potential acquisition opportunities which includes a possible formal approach being made to the London Stock Exchange Plc. However, Macquarie's deliberations
London Stock Exchange Statement Re: Macquarie Group Announcement

Date 15/08/2005

London Stock Exchange plc (the Company) notes the announcement by Macquarie Group. The Company has received no formal approach from Macquarie Group.