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  • SunTrust Capital Markets Fined $100,000 For Failing To Register Research Analysts Under New Rules - SunTrust's 48 Analysts Issued Over 600 Reports Without Taking Qualifying Exams

    Date 09/05/2005

    NASD announced today that it has censured and fined SunTrust Capital Markets, Inc. - the Atlanta, GA-based bank-affiliated broker-dealer and investment bank - $100,000 for failing to register its 48 research analysts under new NASD rules that took effect last year. This is the first NASD enforcement action involving the new registration requirements.

  • Standard & Poor’s Announces Changes To U.S. Index

    Date 09/05/2005

    Standard & Poor’s will make the following changes to the S&P SmallCap 600: Central Pacific Financial Corp. (NYSE:CPF) will replace Riggs National Corp. (NASD:RIGS) after the close of trading on Friday, May 13. S&P 500 constituent PNC Financial Services Group (NYSE:PNC) is acquiring Riggs National in a deal expected to close on or about that date. World Fuel Services Corp. (NYSE:INT) will replace Patina Oil & Gas Corp. (NYSE:POG) after the close of trading on a date to be anno

  • Share Changes For Rio Tinto In The S&P/ASX 50 Index

    Date 09/05/2005

    Standard & Poor’s will make the following changes in the S&P/ASX 50 Index effective after the close of trading Friday May 13th 2005: Rio Tinto Limited (Australia, SEDOL: 6220103, GICS Code: 15104020) a member of the S&P/ASX 50 Index will increase its shares to 471,075,069. This change is due to a share buyback.

  • SEC Staff To Begin Publicly Releasing Comment Letters And Responses

    Date 09/05/2005

    The staff of the Securities and Exchange Commission announced today that on May 12, 2005, it will begin the process of publicly releasing comment letters and response letters relating to disclosure filings made after Aug. 1, 2004, and reviewed by the Division of Corporation Finance and the Division of Investment Management. See Press Release No. 2004-89.

  • OMX Technology To Transfer Development Operations From Helsinki To Stockholm

    Date 09/05/2005

    In order to increase efficiency and to simplify the organization, OMX Technology has decided to focus its development activities within the business area Financial Markets in the Nordic countries to Stockholm. As a result of the reorganization of the business area, Financial Markets' operations in Helsinki will be closed.

  • New MEFF Members

    Date 09/05/2005

    MEFF is pleased to announce the new Members that have recently been approved: Credit Suisse First Boston (Europe) Ltd., Trading Member, London. Bayerische Hypo und Vereinsbank AG, Trading Member, Munich. Goldman Sachs International, Trading Member, London. TFS Derivatives Ltd., Trading Member, London.

  • Letter From American Stock Exchange Chairman And CEO Neal Wolkoff To Members And Seat Owners (5/9/2005)

    Date 09/05/2005

    Click here to download a letter from Neal Wolkoff, sent today to Members and Seat Owners.

  • JSE Securities Exchange South Africa Weekly Statistics For The Week Ended 06.05.2005

    Date 09/05/2005

    Attached is the weekly report of certain trading statistics. It must be noted that the statistics relevant to foreign transactions only represent transactions executed through the JSE Securities Exchange South Africa.

  • HKEx Changes Of Designated Securities For Short Selling

    Date 09/05/2005

    The Stock Exchange of Hong Kong Limited, a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), announces that with effect from 17 May 2005 (Tuesday), 37 additional securities will be eligible for short selling and nine existing designated securities will be removed from the list. The total number of designated securities for short selling will be 266 after the revision.

  • Enterprise Inns PLC Will Replace ISS A/S In The S&P European Indices

    Date 09/05/2005

    Standard & Poor’s will make the following changes in the S&P Europe 350, S&P Europe Plus and S&P United Kingdom Indices effective at the close of trading Wednesday, May 11, 2005: Enterprise Inns PLC (United Kingdom, SEDOL 3387227, GICS: Consumer Discretionary, GICS Code: 25301040) will replace ISS A/S (Denmark, SEDOL 5952816) in the S&P Europe 350 index and will be added in the S&P United Kingdom index, after the close of trading on Wednesday, May 11, 2005. ISS A/S is being deleted

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