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Date 08/01/2003

UK's Financial Services Authority Clamps Down On Misleading Ads And Urges Consumers To Help

The Financial Services Authority today called on consumers to help it clamp down on financial advertising by sending in examples that they think are misleading. To help consumers spot misleading adverts, the watchdog has published a new guide to the rules online at www.fsa.gov.uk .
Date 08/01/2003

Trading In Pfizer Shares On Stockholmsbörsen

In connection with Pharmacia's delisting from Stockholmsbörsen, which is expected to occur during the first quarter of 2003, Stockholmsbörsen will offer trading in Pfizer, which intends to acquire Pharmacia.
Date 08/01/2003

Tokyo Stock Exchange President's Address

Since its inception in 1949, the Tokyo Stock Exchange ("TSE") has promoted the fair and smooth transaction of securities, aimed to protect investors and the public good, and operated a securities market for the use of investors, brokers, issuers, and companies alike.
Date 08/01/2003

The Committee Of European Securities Regulators Submits Implementing Measures On Market Abuse Directive To European Commission

On Tuesday 31 December 2002, CESR submitted its technical advice to the European Commission on implementing measures in connection with certain aspects of the Directive on Insider Dealing and Market Manipulation (Market Abuse).
Date 08/01/2003

Securities and Exchange Commission Announces Acting Chairman Of Public Company Accounting Oversight Board

The Securities and Exchange Commission today designated Charles D. Niemeier to be the Acting Chairman of the Public Company Accounting Oversight Board. The Board, established by the Sarbanes-Oxley Act of 2002, oversees the audits of the financial statements of public companies through registration, standard setting, inspection and disciplinary programs. Under the Act, the Commission selects members and the Chair of the Board. Niemeier will serve as Acting Chairman until the Commission selects a

Date 08/01/2003

SEC Proposes Listing Standards Rule, Adopts Investment Company Exemptive Provisions

The Securities and Exchange Commission today voted to publish for comment a rule proposal that would direct national securities markets to prohibit the listing of any security of an issuer not complying with audit committee requirements set out in the Sarbanes-Oxley Act of 2002. It also took action to adopt provisions to exempt transactions between investment companies and affiliated persons.
Date 08/01/2003

Rule Change For Euronext 100 Index

Euronext announces the following rule change with respect to the Euronext 100 Index. The rule change has been approved in the December meeting of the Euronext Indices Steering Committee.
Date 08/01/2003

NASDAQ To Maintain Corporate Headquarters In Lower Manhattan

NASDAQ today announced plans to maintain its corporate headquarters at One Liberty Plaza in Lower Manhattan, citing adjustments in the New York real estate market.
Date 08/01/2003

International Securities Exchange Enhanced Foundation Of Innovation and Leadership in 2002 - Poised to Increase Competition, Trading Experience In 2003

The International Securities Exchange (ISE) significantly expanded its foundation of innovation and leadership in the US securities market during 2002, the second full year of operations for the nation's only fully-electronic options exchange.
Date 08/01/2003

CBOT/MidAm M.L. King, Jr., Holiday Trading Schedule

The Chicago Board of Trade (CBOT) and the MidAmerica Commodity Exchange (MidAm) have established the following trading schedules in observance of Martin Luther King, Jr., Day: