News Centre

World Investor Week Brings Together Securities Regulators On Six Continents To Promote Investor Education And Protection - Joint Investor Bulletin Issued With CFTC, FINRA And NASAA On Tips For Smart Investing

Date 02/10/2017

The Securities and Exchange Commission, along with the U.S. Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA), is leading efforts in the U.S. to raise awareness about the importance of investor education and protection as part of a global effort. World Investor Week, promoted by the International Organization of Securities Commissions (IOSCO), takes place October 2-8, 2017, marking the first time securities regulators on six continents are joining together to highlight what it means to be a smart investor as well as ways to avoid fraud.

Saudi Arabia's Capital Market Authority: Amending Paragraph (1) Of Article (2) Of The Anti-Money Laundering And Counter-Terrorist Financing Rules

Date 02/10/2017

As part of the Capital Market Authority's continuous efforts to develop the capital market in the Kingdom and protect investors, and based on the Capital Market Law issued by the Royal Decree Number (M/30) Dated 2/6/1424H, the CMA Board has issued its Resolution to amend the definition of "Politically Exposed Persons (PEPs)" in Paragraph (1) of Article (2) of the Anti-Money Laundering and Counter-Terrorist Financing Rules, to be as follows:

MGEX Breaks September Monthly Volume Record

Date 02/10/2017

MGEX, a Designated Contract Market (DCM) and Derivatives Clearing Organization (DCO), has surpassed the previous September monthly record of 162,596 contracts set in 2002 with 166,028 contracts.  

CBOE Holdings Announces Date Of Third-Quarter 2017 Earnings Release And Conference Call

Date 02/10/2017

CBOE Holdings, Inc. (BATS: CBOE | NASDAQ: CBOE) will announce its financial results for the third quarter of 2017 before the market opens on Tuesday, November 7, 2017.  A conference call with remarks by the company's senior management will begin at 7:30 a.m. Central Time (CT), 8:30 a.m. Eastern Time (ET). 

Key Figures SIX Swiss Exchange: September 2017

Date 02/10/2017

• Trading turnover in the year to date: CHF 1.021.7 trillion (+7.1% year-on-year)
• Number of trades 38,319,606 (+7.7% year-on-year)
• Average daily trading turnover of CHF 5.4 billion in the year to date
• Change to regulations brings SMI® into line with UCITS directives

SEC Chairman Clayton Provides Update On Review Of 2016 Cyber Intrusion Involving EDGAR System

Date 02/10/2017

SEC Chairman Jay Clayton today provided an update on the status of the agency’s review and investigation of the 2016 intrusion into the EDGAR system.  In addition to updating previous disclosures, today's announcement also includes additional information on the agency’s efforts to strengthen its cybersecurity risk profile going forward.

MIAX Options And MIAX PEARL- Connectivity To The Member Firm Portal (MFP) Is Now Resolved

Date 02/10/2017

Please be advised that connectivity to the MIAX Member Firm Portal (MFP) is now available.  

All Trading Systems are operating normally.

MIAX - Connectivity To The Member Firm Portal (MFP) Is Currently Unavailable

Date 02/10/2017

Please be advised that connectivity to the MIAX Member Firm Portal (MFP) is currently unavailable.  Please send all requests for same-side clearing corrections and trade queries to TradingOperations@MIAXOptions.com. 

Statistics From Nasdaq Nordic Exchange September 2017 - Summary

Date 02/10/2017

Monthly statistics including stock and derivative statistics;

OTC Markets Group And The Canadian Securities Exchange To Announce Strategic Alliance - Combined Marketing Initiative To Launch November 7-8 In Israel Providing Access To Capital Leveraging A Streamlined Listing Environment

Date 02/10/2017

OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, and the Canadian Securities Exchange (CSE), a Canadian listing exchange recognized as a Qualified Foreign Exchange in the U.S., that delivers the lowest cost of capital to public companies, announced that they will launch a strategic alliance that will offer a new program for issuers looking for an efficient IPO experience in Canada and cost-effective access to North American investors.