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Japan Financial Services Agency - Stewardship Code: List Of Institutional Investors Who Have Accepted The Principles For Responsible Institutional Investors As Of December 31, 2025
Date 30/01/2026
The Principles for Institutional Investors (Japan’s Stewardship Code, hereinafter referred to as "the Code") was published on February 26, 2014.
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LSEG And ICBC Agree Memorandum Of Understanding To Deepen Strategic Collaboration
Date 30/01/2026
LSEG and ICBC (Industrial and Commercial Bank of China Limited) today announced the signing of a Memorandum of Understanding (MoU) to strengthen long‑term strategic cooperation across global financial markets, data and analytics, cross-border RMB, sustainable finance, and financial innovation.
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Hong Kong Securities And Futures Commission Directs IPO Sponsors To Promptly Conduct Internal Reviews To Rectify Serious Deficiencies In The Preparation Of New Listing Documents
Date 30/01/2026
The Securities and Futures Commission (SFC) today set forth in a circular highly concerning issues related to serious deficiencies in the preparation of some listing documents, sponsors’ potential misconduct and significant mismanagement of resources amidst a surge in new listing applications in 2025.
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Shanghai Stock Exchange Releases Three Annexes To The Guide On Sustainability Reporting To Promote High-Quality Disclosure By Listed Companies
Date 30/01/2026
Under the guidance of China Securities Regulatory Commission (CSRC), Shanghai Stock Exchange (SSE) recently released three annexes to the guide on compilation of sustainability reports, covering topics of pollutant emission, energy utilization, and water utilization. The annexes are available to the public in both Chinese and English languages.
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Writing The Next Chapter For Hong Kong’s REIT Market, Luncheon Remarks At Hong Kong REITS Association, Ms Alexandra Yeong, Hong Kong Securities And Futures Commission Interim Head, Investment Products, 30 January 2026
Date 30/01/2026
Presidents, valued members of the Hong Kong REITS Association (HKREITA), honourable guests, ladies and gentlemen, good afternoon. It is my pleasure to join you all at today’s luncheon and to connect with so many key stakeholders from the REIT sector.
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Shenzhen Stock Exchange Revised Guidance For Preparation Of Sustainability Report
Date 30/01/2026
Under the overall coordination and guidance of the China Securities Regulatory Commission (CSRC), the Shenzhen Stock Exchange (SZSE) has published the “Self-Regulatory Guidance No. 3 for Companies Listed on Shenzhen Stock Exchange—Preparation of Sustainability Report (2026 Revised Version)” and the “Self-Regulatory Guidance No. 3 for Companies Listed on the ChiNext Market of Shenzhen Stock Exchange—Preparation of Sustainability Report (2026 Revised Version)” (collectively, Guidance), effective as of the date of publication.
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Shanghai Futures Exchange: Circular On Running The Mock Test For The International Business Of Nickel Futures And Options
Date 30/01/2026
Shanghai Futures Exchange (SHFE) plans to conduct its mock test for the International Business of Nickel Futures and Options from February 2, 2026 (Monday) to March 31, 2026 (Tuesday). Please refer to the enclosed Guide for the Mock Test for the International Business of Nickel Futures and Options for reference.
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SGX RegCo Proposes Rule Changes To Facilitate Wider Adoption Of Broker Custody Accounts
Date 30/01/2026
Singapore Exchange Regulation (SGX RegCo) is seeking public feedback on proposed rule amendments to facilitate the broader use of broker custody accounts, in line with global practices. This follows the Equities Market Review Group’s endorsement of modernising Singapore’s post-trade custody infrastructure and its recommendation to introduce supporting measures to ensure a smooth transition for market participants moving towards a broker custody model.
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ASIC: Federal Court Orders Australian Unity Funds Management To Pay $7 Million Penalty For Failing To Confirm Product Suitability For Investors
Date 30/01/2026
The Federal Court has ordered Australian Unity Funds Management Limited (Australian Unity) to pay a $7.125 million pecuniary penalty for breaching design and distribution obligations (DDO) by failing to confirm the suitability of one of its products for retail investors.
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Hong Kong Green And Sustainable Finance Cross‑Agency Steering Group Announces Strategic Priorities For 2026-2028
Date 30/01/2026
The Green and Sustainable Finance Cross‑Agency Steering Group (Steering Group) convened its 12th meeting yesterday (29 January 2026), setting out its strategic priorities for 2026-2028 to further strengthen Hong Kong’s role as a competitive and future‑ready sustainable finance centre.